VP, Securitized Product Compliance & Oversight

Archer; New York (NY); On-site; USD 145,000 - 200,000; Full time

Job summary

Archer, in collaboration with Barclays, seeks a VP-level Securitized Product Oversight Compliance professional in New York. You will provide expert compliance oversight across securitized trading, structuring, and origination, ensuring adherence to FINRA/SEC rules and regulatory standards while partnering with business and control teams.

The role emphasizes risk identification, challenge, and the development of robust controls in a fast-paced, global environment.

Qualifications

• Knowledge of FINRA/SEC regulations, derivatives (CFTC) and loans.
• Experience assessing compliance risks in securitized product activities.
• Strong communication and problem-solving skills.
• Ability to work in a fast-paced, global environment.

Responsibilities

• Identify and assess compliance risks through reviews of business activities and processes.
• Investigate potential market abuse including insider dealing and market manipulation.
• Oversee corrective actions and preventative measures to avoid recurrence.
• Implement compliance policies aligned with regulatory requirements.
• Collaborate with 1LOD, legal, and risk management teams.
• Monitor for money laundering and other financial crime indicators.

Skills

US securities regs

Regulatory risk assessment

Market structure knowledge

Cross-functional collaboration

Compliance risk support

Job description

Archer, in collaboration with Barclays, seeks a VP-level Securitized Product Oversight Compliance professional in New York. You will provide expert compliance oversight across securitized trading, structuring, and origination, ensuring adherence to FINRA/SEC rules and regulatory standards while partnering with business and control teams.

The role emphasizes risk identification, challenge, and the development of robust controls in a fast-paced, global environment.