VP, Securitized Product Compliance & Risk Oversight

2755 Barclays Services Corpor; City of Niagara Falls (NY); On-site; USD 145,000 - 200,000; Full time

Job summary

2755 Barclays Services Corpor seeks a Vice President for Securitized Product Business Oversight Compliance in New York. You will provide expert oversight and ensure adherence to regulatory standards, assessing securitized product activities while identifying and mitigating risks.

The ideal candidate will have extensive knowledge of U.S. securities regulations, demonstrate problem-solving skills, and excel in a fast-paced environment. Competitive salary ranging from $145,000 to $200,000.

Qualifications

• Understanding of U.S. securities regulations (FINRA/SEC), derivatives (CFTC) and loans.
• Identifying and assessing compliance risks specific to securitized products.
• Ability to multitask in a dynamic, fast-paced environment.

Responsibilities

• Provide expert oversight on compliance with legal and regulatory standards.
• Assess and challenge securitized product activities, including trading and structuring.
• Collaborate with business and control partners on compliance risks.

Skills

Understanding of US Laws, Rules and Regulations related to securities

Attention to detail

Excellent verbal and written communication skills

Risk and controls

Strategic thinking

Job description

2755 Barclays Services Corpor seeks a Vice President for Securitized Product Business Oversight Compliance in New York. You will provide expert oversight and ensure adherence to regulatory standards, assessing securitized product activities while identifying and mitigating risks.

The ideal candidate will have extensive knowledge of U.S. securities regulations, demonstrate problem-solving skills, and excel in a fast-paced environment. Competitive salary ranging from $145,000 to $200,000.