VP, Product Compliance (Markets & Derivatives)

ING Hubs Türkiye; New York (NY); Hybrid; USD 165,000 - 200,000; Full time

Benefits offered by this job

Health benefits

401k plan

Paid time off

Commuting subsidies

Fertility services

Job summary

ING is seeking an experienced Vice President, Product Compliance Officer to join its Markets Compliance team in New York. The role provides regulatory guidance and advisory support for derivatives, fixed income, and equity trading activities within a global banking organization.

The successful candidate will partner with Legal, Risk, Operations, Technology, and Finance to manage regulatory change initiatives and ensure a strong culture of conduct and ethics.

Qualifications

• 6+ years of compliance or regulatory experience.
• Experience with foreign swap dealer, broker-dealer operations.
• Knowledge of CFTC, NFA, SEC and FINRA requirements.

Responsibilities

• Provide day-to-day compliance advisory support to sales and trading businesses across derivatives, fixed income, treasury, and repo products.
• Advise on applicable CFTC, NFA, SEC, FINRA, and other regulatory requirements.
• Support the Swap Dealer and Broker Dealer Compliance Program, including policies, procedures, controls, and regulatory change initiatives.
• Provide subject-matter guidance on Dodd-Frank swap data and real-time reporting, including reporting controls, data quality, and regulatory reconciliations.
• Assess compliance requirements and controls relating to collateral management, margin processes, and swap dealer risk exposure reporting.
• Advise on broker-dealer transaction and audit trail reporting obligations, including CAT and TRACE reporting.
• Review new products, business initiatives, and trading activities for regulatory compliance risks.
• Conduct compliance monitoring and surveillance reviews and assist with issue remediation efforts.
• Participate in regulatory examinations, audits, and inquiries.
• Deliver compliance training and promote a strong culture of conduct and compliance.

Skills

Compliance experience

Regulatory knowledge

Derivatives knowledge

CFTC/NFA knowledge

SEC/FINRA knowledge

Stakeholder management

Job description

ING is seeking an experienced Vice President, Product Compliance Officer to join its Markets Compliance team in New York. The role provides regulatory guidance and advisory support for derivatives, fixed income, and equity trading activities within a global banking organization.

The successful candidate will partner with Legal, Risk, Operations, Technology, and Finance to manage regulatory change initiatives and ensure a strong culture of conduct and ethics.