VP, Regulatory Relations – FX Compliance & Strategy

Cls Group; Woodbridge Township (NJ); On-site; USD 153,000 - 187,000; Full time

Benefits offered by this job

Hybrid working

Private medical insurance

401K match (US)

Job summary

CLS seeks a Vice President, Regulatory Relations to lead regulatory engagement and reporting within the financial services sector. You will collaborate with regulators and senior leadership, driving end-to-end supervisory activities and remediation efforts in a fast-paced environment.

The role reports to the Director, Regulatory Relations and is based in New York, with a focus on building strong relationships across the organization while ensuring compliance and robust controls.

Qualifications

• Minimum 7 years of experience in regulatory or legal departments within the financial services industry; J.D. optional.
• Strong communication skills with internal and external stakeholders including liaising with regulators and across senior leadership.
• Acute attention to detail and ability to manage high volume of information and high execution mode of an environment.
• Familiar with 3LOD framework, including risk and control testing.

Responsibilities

• Support CLS’s engagement with FRBNY Supervisory teams for all ongoing supervisory activities, the FRB for Regulation HH activities, and the Oversight Committee and the OC Secretariat at the FRBNY.
• Manage and participate in end-to-end Supervisory examinations and on-site reviews, remediation of supervisory findings, including response and closure, Regulation HH and Y filings, Continuous Monitoring meetings, OC and FRB workshops.
• Collaborate with three lines of defense to ensure their involvement in the review process.
• Manage the reporting of KPIs and creation of consolidated decks to the Board and senior management and collaborate with stakeholders to amend and develop new reporting as needed.
• Lead/contribute to the risk and controls testing for Regulatory Relations.

Skills

Regulatory affairs

Communication skills

Stakeholder management

Regulatory reporting

Attention to detail

3LOD framework

Education

Bachelor’s Degree

Job description

CLS seeks a Vice President, Regulatory Relations to lead regulatory engagement and reporting within the financial services sector. You will collaborate with regulators and senior leadership, driving end-to-end supervisory activities and remediation efforts in a fast-paced environment.

The role reports to the Director, Regulatory Relations and is based in New York, with a focus on building strong relationships across the organization while ensuring compliance and robust controls.