VP, Regulatory Filings & Compliance Leader

BNY; Westborough (MA); On-site; USD 140,000 - 190,000; Full time

Job summary

BNY is seeking a Vice President, Regulatory Administration/Filings Manager to join the Legal team in Boston, MA. This is a four-day in-office role demanding deep knowledge of securities filings and regulatory compliance.

You will guide clients on SEC filings and coordinate with accounting firms and in-house counsel to ensure regulatory adherence. The role supports strategic regulatory oversight and leadership, with a track record of managing teams and delivering high-stakes guidance in

Qualifications

• Bachelor's degree or equivalent combination of education and experience required; JD from an accredited law school preferred.
• 7-10 years of total work experience including 1-3 years in management preferred.
• Experience in the securities or financial services industry preferred. Proven ability to recruit, direct, motivate, and develop staff, managing multiple teams and resources effectively.

Responsibilities

• Providing clients with legal guidance on SEC filings such as prospectuses, proxy statements, and board minutes.
• Implement strategies to monitor regulatory developments and respond accordingly, acting as a legal expert in client-facing situations.
• Provide oversight and strategic guidance around legislative issues clients must address during board meetings and regulatory decisions.
• Manage relationships with clients' accounting firms and liaise with in-house counsel to ensure major filings comply with regulations.

Skills

Regulatory compliance

Securities experience

Leadership

Legal guidance

Education

Juris Doctor (JD)

Bachelor's degree

Job description

BNY is seeking a Vice President, Regulatory Administration/Filings Manager to join the Legal team in Boston, MA. This is a four-day in-office role demanding deep knowledge of securities filings and regulatory compliance.

You will guide clients on SEC filings and coordinate with accounting firms and in-house counsel to ensure regulatory adherence. The role supports strategic regulatory oversight and leadership, with a track record of managing teams and delivering high-stakes guidance in