Vice President, Tax Reporting & Compliance

BNY; Westborough (MA); On-site; USD 140,000 - 190,000; Full time

Job summary

BNY is seeking a Vice President, Regulatory Administration/Filings Manager to join the Legal team in Boston, MA. This is a four-day in-office role demanding deep knowledge of securities filings and regulatory compliance.

You will guide clients on SEC filings and coordinate with accounting firms and in-house counsel to ensure regulatory adherence. The role supports strategic regulatory oversight and leadership, with a track record of managing teams and delivering high-stakes guidance in

Qualifications

• Bachelor's degree or equivalent combination of education and experience required; JD from an accredited law school preferred.
• 7-10 years of total work experience including 1-3 years in management preferred.
• Experience in the securities or financial services industry preferred. Proven ability to recruit, direct, motivate, and develop staff, managing multiple teams and resources effectively.

Responsibilities

• Providing clients with legal guidance on SEC filings such as prospectuses, proxy statements, and board minutes.
• Implement strategies to monitor regulatory developments and respond accordingly, acting as a legal expert in client-facing situations.
• Provide oversight and strategic guidance around legislative issues clients must address during board meetings and regulatory decisions.
• Manage relationships with clients' accounting firms and liaise with in-house counsel to ensure major filings comply with regulations.

Skills

Regulatory compliance

Securities experience

Leadership

Legal guidance

Education

Juris Doctor (JD)

Bachelor's degree

Job description

At BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.

Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance - and this is what is all about. Join us and be part of something extraordinary.

We're seeking a future team member for the role of Vice President, Regulatory Administration/ Filings Manager to join our Legal team, in Boston MA. This will be a 4 day in office per week position.

In this role, you'll make an impact in the following ways:

• Providing clients with legal guidance on SEC filings such as prospectuses, proxy statements, and board minutes.
• Implement strategies to monitor regulatory developments and respond accordingly, acting as a legal expert in client-facing situations.
• Provide oversight and strategic guidance around legislative issues clients must address during board meetings and regulatory decisions.
• Manage relationships with clients' accounting firms and liaise with in-house counsel to ensure major filings comply with regulations.

To be successful in this role, we're seeking the following:

• Bachelor's degree or equivalent combination of education and experience required; JD from an accredited law school preferred.
• 7-10 years of total work experience including 1-3 years in management preferred.
• Experience in the securities or financial services industry preferred.Proven ability to recruit, direct, motivate, and develop staff, managing multiple teams and resources effectively.

At BNY, our culture speaks for itself, check out the latest BNY news at:

BNY Newsroom
BNY LinkedIn

Here’s a few of our recent awards:

America’s Most Innovative Companies, Fortune, 2025
World’s Most Admired Companies, Fortune 2025
"Most Just Companies", Just Capital and CNBC, 2025

Our Benefits and Rewards:

BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

At BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.

Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance - and this is what is all about. Join us and be part of something extraordinary.