VP, Regulatory Filings & Compliance

BNY Mellon; Westborough (MA); Presencial; USD 180.000 - 240.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Competitive compensation

Benefits and wellbeing programs

Paid leaves including volunteer time

Equal Employment Opportunity Employer

Descripción de la vacante

BNY Mellon seeks a Vice President, Regulatory Administration/Filings Manager to join our Legal team in Boston, MA. This role requires 4 days in-office per week and leads strategic guidance on SEC filings and regulatory issues.

The ideal candidate has a JD and 7–10 years of experience, including 1–3 years in management, and a background in securities or financial services. Strong leadership and client-relations skills are essential.

Formación

• Bachelor's degree or equivalent required.
• JD from an accredited law school preferred.
• 7–10 years of total work experience including 1–3 years in management.
• Experience in the securities or financial services industry preferred.
• Proven ability to recruit, direct, motivate, and develop staff.

Responsabilidades

• Provide clients with legal guidance on SEC filings such as prospectuses, proxy statements, and board minutes.
• Implement strategies to monitor regulatory developments and respond accordingly, acting as a legal expert in client-facing situations.
• Provide oversight and strategic guidance around legislative issues clients must address during board meetings and regulatory decisions.
• Manage relationships with clients' accounting firms and liaise with in-house counsel to ensure major filings comply with regulations.

Educación

Bachelor's degree or equivalent

Juris Doctor (JD) preferred

Descripción del empleo

BNY Mellon seeks a Vice President, Regulatory Administration/Filings Manager to join our Legal team in Boston, MA. This role requires 4 days in-office per week and leads strategic guidance on SEC filings and regulatory issues.

The ideal candidate has a JD and 7–10 years of experience, including 1–3 years in management, and a background in securities or financial services. Strong leadership and client-relations skills are essential.