VP Internal Audit: Compliance & Controls Leader (Hybrid NY)

Hw3 Llc; New York (NY); Hybrid; USD 180,000 - 280,000; Full time

Job summary

Hw3 Llc in New York seeks a Vice President, Internal Audit to lead a comprehensive audit program focused on Compliance and Corporate Functions. The role oversees all audit lifecycle phases, issue validation, risk assessments, and continuous monitoring, while guiding strategy and stakeholder engagement.

The successful candidate will partner with management, regulatory bodies, and audit leadership to strengthen the firm's control environment, mentor staff, and drive continuous improvement in

Qualifications

• 7+ years of internal audit, risk management, or regulatory experience in financial services.
• Experience leading audit engagements and managing audit teams.
• Strong knowledge of internal audit standards and regulatory requirements.

Responsibilities

• Lead the planning, execution, reporting, and completion of internal audits across Compliance and Corporate Functions.
• Manage audit engagements from risk assessment to report issuance, ensuring standards compliance.
• Review workpapers, findings, and deliverables for quality and timeliness.
• Support annual risk assessment, audit plan, and audit schedule.
• Maintain ongoing monitoring to identify emerging risks and inform coverage.
• Partner with management to address control weaknesses and remediation plans.

Skills

Audit leadership

Regulatory knowledge

Stakeholder engagement

Analytical thinking

Communication skills

Education

Bachelor's degree in Accounting, Finance, Business Administration, Economics, Information Systems, Computer Science, or related field

Advanced degree and/or professional certification preferred (MBA, CPA, CIA, CISA, CFE, CA, or equivalent)

Job description

Hw3 Llc in New York seeks a Vice President, Internal Audit to lead a comprehensive audit program focused on Compliance and Corporate Functions. The role oversees all audit lifecycle phases, issue validation, risk assessments, and continuous monitoring, while guiding strategy and stakeholder engagement.

The successful candidate will partner with management, regulatory bodies, and audit leadership to strengthen the firm's control environment, mentor staff, and drive continuous improvement in