Vice President Internal Audit

Atlas Search

New York (NY)

On-site

USD 150,000 - 200,000

Full time

14 days+

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Job summary

Atlas Search is seeking a Vice President of Internal Audit to lead risk-based audit initiatives and oversee compliance across its U.S. asset management platform. The ideal candidate will have over 10 years of experience in internal audit and risk management, strong communication skills, and a deep understanding of SEC regulations. This role emphasizes leadership in enhancing internal controls and managing audit projects while mentoring team members. The position is based in New York, NY.

Qualifications

  • 10+ years of experience across public accounting, advisory, or asset management environments.
  • Strong background in internal audit, risk management, and regulatory compliance.
  • Experience leading audit engagements and managing teams.

Responsibilities

  • Lead execution of the risk-based internal audit plan across the asset management platform.
  • Evaluate effectiveness of internal controls related to financial reporting, operations, and compliance.
  • Oversee Registered Investment Adviser activities and ensure adherence to regulatory requirements.

Skills

Internal audit leadership
Risk management
Regulatory compliance
Data analytics

Education

Bachelor’s degree in Accounting, Finance, or related field
CPA preferred (CIA or CFA a plus)

Job description

Vice President, Internal Audit | Investment Management | NYC

A leading global alternative investment firm is seeking a Vice President of Internal Audit to support its U.S. asset management platform. This individual will play a key leadership role in executing risk-based audit initiatives, partnering with compliance and senior stakeholders, and enhancing the overall control environment across the business.

Responsibilities
  • Lead execution of the risk-based internal audit plan across the asset management platform
  • Evaluate effectiveness of internal controls related to financial reporting, operations, and compliance
  • Oversee Registered Investment Adviser (RIA) activities and ensure adherence to regulatory requirements
  • Partner with business leaders and compliance to assess and strengthen control frameworks
  • Manage and execute advisory and strategic internal audit projects
  • Prepare audit reports and present findings to senior management and audit committees
  • Supervise audit engagements, including fieldwork, documentation, and reporting
  • Develop and mentor team members, driving performance and professional growth
  • Manage third-party audit providers where applicable
  • Support adherence to internal auditing standards and best practices
Qualifications
  • Bachelor’s degree in Accounting, Finance, or related field; CPA preferred (CIA or CFA a plus)
  • 10+ years of experience across public accounting, advisory, or asset management environments
  • Strong background in internal audit, risk management, and regulatory compliance
  • Experience leading audit engagements and managing teams
  • Deep understanding of SEC regulations and the Investment Advisers Act of 1940
  • Exposure to financial, operational, and IT controls within complex organizations
  • Strong communication skills with experience presenting to senior leadership
  • Analytical mindset with the ability to solve complex problems and drive process improvements
  • Experience leveraging data analytics or technology in audit processes is a plus
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