VP, Data & AI Compliance Governance

TD; New York (NY); On-site; USD 150,000 - 180,000; Full time

Job summary

TD is seeking a VP Compliance – Model and Data Governance in New York to ensure AI and data usage within Compliance aligns with enterprise governance principles and regulatory expectations. You will monitor AI model performance and collaborate with data scientists and analysts within the Compliance Intelligence Unit and broader TD Compliance teams.

The role focuses on data quality, governance, and a sustainable surveillance program, leading change across compliance initiatives and coordinating

Qualifications

• 5+ years in bank/broker-dealer compliance or related risk experience.
• Strong product knowledge of equities, options, futures, FX, rates, currencies and fixed income.
• Familiarity with leading surveillance vendors.
• Deep understanding of global market conduct and market abuse laws.

Responsibilities

• Work with the Compliance Intelligence Unit on data, AI integration, governance.
• Ensure data accessibility and quality per enterprise standards.
• Lead change and drive excellence across compliance programs.
• Support a sustainable surveillance program.

Skills

AI & data governance

Leadership

Data quality

Regulatory risk

Surveillance

Education

Bachelor's degree

Job description

TD is seeking a VP Compliance – Model and Data Governance in New York to ensure AI and data usage within Compliance aligns with enterprise governance principles and regulatory expectations. You will monitor AI model performance and collaborate with data scientists and analysts within the Compliance Intelligence Unit and broader TD Compliance teams.

The role focuses on data quality, governance, and a sustainable surveillance program, leading change across compliance initiatives and coordinating