VP, AI & Data Governance — Compliance Leader

TD Bank Group; Village of Pelham (NY); On-site; USD 150,000 - 180,000; Full time

Job summary

TD Securities seeks a VP of Compliance for Model and Data Governance to oversee AI usage, data governance, and surveillance within Compliance Intelligence. You will monitor AI models, collaborate with data scientists, and lead governance-aligned program enhancements across regulatory frameworks.

The role emphasizes data accessibility, quality, and enterprise standards, while coordinating with Risk, IT, and regulatory partners to ensure robust surveillance and governance across TD's compliance

Qualifications

• Minimum of 5 years of bank/broker-dealer compliance or related experience.
• Strong product knowledge of equities, options, futures, FX, rates, currencies and fixed income products.
• Familiarity with leading surveillance vendors.

Responsibilities

• Monitor performance of AI models and agents within Compliance.
• Build and maintain business intelligence dashboards.
• Define data ingestion and data quality requirements for the Compliance Data Repository.
• Ensure AI and data usage adheres to enterprise standards and governance.
• Lead program enhancements in alignment with regulatory expectations and governance frameworks.

Education

Bachelor's degree or progressive work experience in a relevant field

Job description

TD Securities seeks a VP of Compliance for Model and Data Governance to oversee AI usage, data governance, and surveillance within Compliance Intelligence. You will monitor AI models, collaborate with data scientists, and lead governance-aligned program enhancements across regulatory frameworks.

The role emphasizes data accessibility, quality, and enterprise standards, while coordinating with Risk, IT, and regulatory partners to ensure robust surveillance and governance across TD's compliance