VP, Controller Operations - Global Regulatory Controls

Goldman Sachs

Dallas (WV)

Hybrid

USD 120,000 - 190,000

Full time

14 days+

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Job summary

Goldman Sachs is seeking a Controller Operations professional to join our global team, focusing on non-financial regulatory reporting obligations across orders, executions and positions. You will collaborate with stakeholders to improve compliance rates and support enterprise risk management.

You will develop subject-matter expertise in major American regulations, drive data quality, and contribute to continuous improvement of reporting processes alongside Engineering, Compliance and Legal

Qualifications

  • Strong analytical skills with an ability to understand complex workflows
  • Must have strong communication skills to clearly articulate issues and ideas
  • Good interpersonal skills to build strong relationships with key stakeholders
  • Self-motivated team player who can manage competing priorities within deadlines
  • Working knowledge of financial markets, regulatory landscape and associated processes
  • Working knowledge of financial products is an advantage
  • Experience with project management and business analysis is an advantage
  • Interest in data analysis, process automation, big data or non-technical process efficiencies is an advantage

Responsibilities

  • Execute and manage key risk and control processes to ensure compliance with non‑financial regulatory reporting obligations
  • Develop extensive subject‑matter expertise in major American regulations (eg. Section 13, Section 16, LOPR, FINRA 4560, BHCA)
  • Consult on business and functional projects to facilitate compliant commercial activity
  • Develop strong relationships with stakeholders in the business, Engineering, Compliance and Legal to support reporting functions
  • Delve into complex system infrastructure to understand impact of data flows and booking models on reporting quality
  • Leverage data analytical and automation tools to detect anomalies in reporting data and improve reporting processes
  • Design and lead the implementation of solutions to deliver best‑in‑class system and control frameworks quality
  • Train and motivate colleagues to achieve personal and departmental business and risk targets

Skills

Analytical skills
Communication skills
Interpersonal skills
Organizational skills
Regulatory knowledge
Data analysis
Project management
Business analysis
Attention to detail
Stakeholder management

Education

Bachelor’s degree with 5+ years of experience in financial services

Job description

Goldman Sachs is seeking a Controller Operations professional to join our global team, focusing on non-financial regulatory reporting obligations across orders, executions and positions. You will collaborate with stakeholders to improve compliance rates and support enterprise risk management.

You will develop subject-matter expertise in major American regulations, drive data quality, and contribute to continuous improvement of reporting processes alongside Engineering, Compliance and Legal

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