Vice President, Regulatory Compliance

Questpro Consultants LLC; Alpharetta (GA); On-site; USD 150,000 - 230,000; Full time

Job summary

Questpro Consultants LLC seeks a Vice President of Regulatory Compliance to lead a 50-state enterprise compliance program. You will advise executive leadership, supervise a team of compliance professionals, and serve as the primary contact for regulatory examinations and inquiries.

The role reports to the Chief Product Development Officer and collaborates with executive leadership and Board committees to address regulatory developments and remediation efforts.

Qualifications

• J.D./LL.B./LL.M. from an ABA-accredited law school with admission to practice in at least one state.
• Bachelor’s degree required.
• Strong understanding of U.S. insurance regulatory environment.

Responsibilities

• Build, maintain and improve compliance programs and filings across the enterprise.
• Identify and mitigate regulatory risks and escalate issues.
• Advise executive leadership on regulatory matters and lead resolutions.
• Oversee regulator interactions, examinations and inquiries, and board communications.
• Lead, develop and mentor the Compliance and Regulatory team.

Skills

Regulatory compliance

Regulatory liaison

Leadership

Project management

Communication

Education

J.D./LL.B./LL.M. (ABA-accredited)

Bachelor’s degree

Tools

Westlaw

Lexis

NILS

NIPR

SERFF

UCAA

Job description

Our client a commercial property and casualty insurer rated A (Excellent) by AM Best is hiring a Vice President of Regulatory Compliance.

This role leads the company’s enterprise-wide, 50-state regulatory compliance program and is the senior advisor to executive leadership on regulatory matters. It reports to the Chief Product Development Officer and leads a team of compliance and regulatory professionals. It is the main point of contact for regulatory examinations and inquiries, and it reports to executive leadership and to the Board’s Risk and Audit Committees.

What You’ll Do

• Build, maintain and improve compliance programs, including policies, procedures, controls, filings, monitoring and reporting
• Identify, assess, mitigate and escalat[e] regulatory compliance issues and risks
• Advise executive leadership on regulatory matters and lead their resolution
• Track insurance laws and regulations across all 50 states and give guidance on changes that affect the business
• Lead responses to regulatory examinations, inquiries, complaints and investigations
• Prepare and file annual holding company filings (Forms B, C, D and F, and CGAD)
• Oversee licensing compliance, including adjuster and producer appointments
• Oversee OFAC monitoring and controls for data privacy, artificial intelligence and related reporting requirements
• Maintain the compliance calendar and make sure controls and testing are in place and working
• Lead compliance training and awareness programs across the organization
• Report to executive leadership and Board committees on regulatory developments, emerging risks, exam findings and remediation
• Lead, develop and mentor the Compliance and Regulatory team

What We’re Looking For

• J.D., LL.B. or LL.M. from an ABA-accredited law school, plus admission to practice law in at least one state, required
• 6+ years of compliance experience in commercial P&C insurance, ideally covering both admitted and non-admitted business
• Thorough understanding of the U.S. insurance regulatory environment and the ability to work well with regulators
• Corporate governance experience, preferred
• Knowledge of ISO and AAIS products, and fluency with Westlaw, Lexis, NILS, NIPR, SERFF and UCAA, preferred
• Strong diplomacy, communication and project management skills, and the ability to balance regulatory requirements with business goals
• Bachelor’s degree required