Vice President, Capital Management Oversight (Hybrid NYC)

SMBC; New York (NY); Hybrid; USD 145,000 - 185,000; Full time

Benefits offered by this job

Hybrid work model

Job summary

SMBC is seeking a Vice President to join the Capital Management Oversight team within the Treasury Risk Management group in the Americas. The role focuses on independent oversight of capital ratios, capital adequacy, and capital management strategies for SMBC entities in the Americas.

You will review CCAR/stress testing, calibrate internal capital limits, and collaborate with Treasury, Finance, Risk, and Business leaders.

Qualifications

• 5+ years capital management, regulatory capital, stress testing, treasury, or risk management experience in the first- or second-line groups of large U.S. banks or FBOs.
• Understanding of U.S. regulatory capital requirements.
• Background in financial markets and products required; understanding of products’ impacts on baseline and stress capital ratios necessary.
• Familiarity with banks’ capital framework, CCAR / stress testing, RWA methodologies (credit, market, operational), and leverage ratio construct.
• Previous engagement with U.S. regulators is a plus.
• Familiarity with Contingency Capital Plan requirements
• Experience in setting or assessing adequacy of internal capital limits and targets.
• Extremely organized and structured with strong project planning skills and ability to deliver under tight deadlines.
• Excellent verbal and written communication skills with the ability to manage a variety of projects simultaneously

Responsibilities

• Independent oversight of capital ratios and capital adequacy, capital management strategies and plans for relevant SMBC entities in the Americas region.
• Execute ongoing review and challenge of capital ratios (e.g., CET1, Tier 1, Total Capital, Leverage), risk-weighted assets (RWA), leverage assets, and buffers.
• Assess compliance with capital regulatory requirements.
• Review and challenge CCAR / capital stress testing methodologies and results
• Review calibration of internal capital limits and targets.
• Prepare and present analyses and reports to senior management, regional boards, and global risk committees, as required.
• Partner with Treasury, Finance, Risk, and Business leadership to challenge capital actions
• Ensure timely escalation of capital management issues and limit breaches to appropriate stakeholders.
• Promote continuous enhancement of the second line risk oversight framework.
• Support engagement with regional regulators on capital risk matters related to the second line function.
• Ensure proper set up and documentation of the team’s processes. Strive for process automation and ensure efficiencies in the team’s operations.
• Establish collaborative relationship with the first line Treasury functions; provide support and risk advice while maintaining independence.
• Build and maintain relationships with business partners and foster a risk culture through the organization.
• Interact with colleagues in Tokyo Head Office and in other regions (i.e., EMEA, APAC) to ensure coordination.

Skills

Capital management

Regulatory capital

Stress testing

Treasury

Risk management

CCAR / capital stress testing

Job description

SMBC is seeking a Vice President to join the Capital Management Oversight team within the Treasury Risk Management group in the Americas. The role focuses on independent oversight of capital ratios, capital adequacy, and capital management strategies for SMBC entities in the Americas.

You will review CCAR/stress testing, calibrate internal capital limits, and collaborate with Treasury, Finance, Risk, and Business leaders.