Securities Operations Analyst: Growth & Settlement

TD Securities (USA) LLC; Town of Florida (NY); On-site; USD 55,000 - 65,000; Full time

Job summary

TD Securities (USA) LLC in Lake Mary, FL is seeking a junior operations professional to contribute to daily settlement of US broker-dealer transactions. You will work with a team to mitigate risk, resolve breaks, and learn across business flows.

Ideal candidate has BS/BA and up to 3 years of experience, proficiency in Office 365 (Excel/Outlook), and strong communication, time management, and detail orientation.

Qualifications

• BS/BA degree and/or 0-3 years of relevant work experience.

Responsibilities

• Work with a team of operations employees to facilitate the daily settlement of US broker dealer transactions while mitigating risk.
• Cross-train in several areas of the department to have a diverse skill set and comprehensive understanding of business flows.
• Review and resolve transaction breaks.
• Develop relationships with applicable members of Operations, Trading, vendors, Internal and External Auditors, Governance & Control, and Technology to ensure partnership and efficient operation and coordination.

Skills

Broker Dealer Operations knowledge

Office 365 (Excel, Outlook)

Problem-solving

Communication skills

Time management

Attention to detail

Team work

Deadline orientation

Self-starter

Education

BS/BA degree

Tools

DTCC Broadridge BPS

Job description

TD Securities (USA) LLC in Lake Mary, FL is seeking a junior operations professional to contribute to daily settlement of US broker-dealer transactions. You will work with a team to mitigate risk, resolve breaks, and learn across business flows.

Ideal candidate has BS/BA and up to 3 years of experience, proficiency in Office 365 (Excel/Outlook), and strong communication, time management, and detail orientation.