Chief Compliance Officer

Madison-Davis, LLC; New York (NY); On-site; USD 150,000 - 250,000; Full time

Job summary

Madison-Davis, LLC is seeking a Chief Compliance Officer (CCO) in New York City to lead the compliance program for a leading financial institution. This hybrid role requires developing and implementing a comprehensive compliance strategy, mentoring compliance professionals, and advising senior leadership on regulatory developments. The ideal candidate will have extensive experience in compliance management, a deep understanding of regulatory requirements, and the ability to foster an ethical compliance culture. Join a committed team focused on maintaining high standards of regulatory compliance.

Qualifications

• Proven experience in compliance management within financial institutions.
• Strong understanding of regulatory requirements and risk management.
• Excellent leadership and mentoring skills.

Responsibilities

• Develop and implement a comprehensive compliance strategy.
• Lead risk assessments and design compliance monitoring programs.
• Advise senior leadership on regulatory developments.

Job description

Overview

We are currently partnering with a leading financial institution to support their search for a Chief Compliance Officer (CCO) to lead their compliance program. The firm is committed to maintaining the highest standards of regulatory and consumer compliance while fostering a culture of ethical business practices. This is a hybrid role based in NYC.

The CCO will serve as a key strategic partner across the organization, responsible for developing, implementing, and overseeing all aspects of the enterprise compliance program. This includes consumer and regulatory compliance, compliance risk management, policy development, regulatory filings, and training programs. The role provides strategic guidance to senior leadership on regulatory developments, ensuring that compliance considerations are embedded into business decisions while supporting sustainable growth.

This position will also lead and mentor a team of compliance professionals, driving initiatives to enhance policies and procedures, implement risk-based monitoring programs, and leverage technology to improve operational efficiency. The CCO will liaise with federal and state regulators, manage regulatory examinations and audits, and oversee comprehensive compliance reporting to senior management and the Board of Directors.

Responsibilities

• Develop and implement a comprehensive compliance strategy that aligns with business goals and regulatory requirements
• Build and maintain an enterprise-wide compliance governance framework with clear roles and accountability
• Lead risk assessments and design risk-based compliance monitoring programs
• Advise senior leadership on regulatory developments and their business implications
• Promote a strong compliance culture across the organization and integrate compliance into decision-making