Treasury & Liquidity Audit Lead

SMBC; Charlotte (NC); Hybrid; USD 150,000 - 190,000; Full time

Benefits offered by this job

Hybrid work model

Job summary

SMBC Group in Charlotte, NC seeks an experienced Treasury/Liquidity Risk Vice President to lead internal audits within the Financial Risk Audit team, ensuring work aligns with IIA standards and IAD policies.

The role requires seven years of audit experience in banking/finance, with expertise in ALM, liquidity risk, and regulatory requirements, and will involve collaboration with regulators and external auditors in a hybrid work setup.

Qualifications

• At least seven years of internal audit experience in banking and finance.
• Subject matter expertise in Treasury and Liquidity Risk including ALM and stress testing.
• Understanding of applicable regulatory standards for Bank Holding Company.

Responsibilities

• Lead audit teams to complete high-quality reviews on schedule.
• Direct audits of liquidity, ALM, funding, and interest-rate risk from planning to reporting.
• Coach and provide feedback to audit staff and co-source teams.
• Communicate audit strategy and findings to stakeholders and senior management.
• Support the broader IAD plan and assurance activities as needed.
• Participate in continuous monitoring and risk assessment to identify trends.
• Assist with special projects on process improvements and initiatives.
• Track closure of issues raised by regulators and the department.
• Maintain relationships with Americas Division heads, external auditors, and regulators.

Skills

Treasury

Liquidity Risk

ALM

Interest Rate Risk

Audit Management

Regulatory Knowledge

Job description

SMBC Group in Charlotte, NC seeks an experienced Treasury/Liquidity Risk Vice President to lead internal audits within the Financial Risk Audit team, ensuring work aligns with IIA standards and IAD policies.

The role requires seven years of audit experience in banking/finance, with expertise in ALM, liquidity risk, and regulatory requirements, and will involve collaboration with regulators and external auditors in a hybrid work setup.