Trading Floor Regulatory Surveillance Analyst

Cedar Cares, Inc; Chicago (IL); On-site; USD 79,000 - 103,000; Full time

Job summary

Cboe Global Markets in Chicago, IL is seeking an experienced Surveillance Specialist to perform trading floor surveillance and assist in identifying potential violations of Cboe rules and federal securities regulations. The role emphasizes using various programs and the ability to analyze complex issues in a fast-paced environment.

Candidates should have 3-6 years of options trading experience and a Bachelor’s degree in Economics, Business, or Finance.

Qualifications

• 3-6 years of options trading experience.
• Bachelor’s degree in Economics, Business or Finance.
• Legally authorized to work in the United States without sponsorship.

Responsibilities

• Maintains a presence in the SPX/VIX trading crowd monitoring/documenting possible violations of Exchange Rules including rules governing the trading floor and of the Securities Exchange Act of 1934.
• Builds and maintains an understanding of the Exchanges’ regulatory environment, relevant rules and regulations, technologies and systems, processes and operational methodologies, investigative and examination techniques.
• Interacts with internal regulatory staff and external contacts (such as Self-Regulatory Organizations, trading permit holders, SEC).
• Researches issues, evaluates evidence and recommends disposition to management for review.

Education

Bachelor’s degree in Economics, Business or Finance

Job description

Cboe Global Markets in Chicago, IL is seeking an experienced Surveillance Specialist to perform trading floor surveillance and assist in identifying potential violations of Cboe rules and federal securities regulations. The role emphasizes using various programs and the ability to analyze complex issues in a fast-paced environment.

Candidates should have 3-6 years of options trading experience and a Bachelor’s degree in Economics, Business, or Finance.