Trade Support Specialist - Corrections & Compliance

CareerArc; St. Louis (MO); On-site; USD 52,000 - 64,000; Full time

Benefits offered by this job

Health, dental, and vision insurance

401k

Wellness programs

Life insurance

Paid time off

Job summary

Stifel seeks a Trade Support professional to assist Traders and Financial Advisors by correcting trades and verifying they are processed accurately, while ensuring compliance with regulatory requirements.

You will interact with other departments to resolve back-office issues, monitor regulatory sites, prepare daily reports for balancing and P&L, and handle invoicing and master agreements for fixed income.

Qualifications

• Associate's Degree or equivalent combination of education and experience.
• Bachelor's Degree preferred.
• 1+ years of related experience in the financial or banking industry.
• Series 7 license preferred or obtain in time.

Responsibilities

• Provide support to Traders and Financial Advisors, primarily correcting trades.
• Work with other departments to resolve back office issues, including contacting other brokerage firms on comparison discrepancies.
• Monitor regulatory websites taking corrective action or manually report trades as needed.
• Provide Traders daily reports for balancing and P&L details.
• Process and maintain all fixed income invoices and master agreements.

Job description

Stifel seeks a Trade Support professional to assist Traders and Financial Advisors by correcting trades and verifying they are processed accurately, while ensuring compliance with regulatory requirements.

You will interact with other departments to resolve back-office issues, monitor regulatory sites, prepare daily reports for balancing and P&L, and handle invoicing and master agreements for fixed income.