Surveillance & Compliance Analyst, Electronic Communications

Bloomberg; New York (NY); On-site; USD 130,000 - 160,000; Full time

Benefits offered by this job

Comprehensive benefits

401(k) match

Life insurance

Wellness programs

Paid time off

Job summary

Bloomberg in New York is seeking an Electronic Communications Surveillance Analyst to monitor and investigate employee communications for regulatory and policy compliance. The role supports risk management by reviewing alerts across email, chat, and mobile platforms.

The ideal candidate has 1–3 years in compliance or investigations, strong analytical skills, and proficiency with Microsoft Office. Successful candidates join a team that values integrity and effective surveillance.

Qualifications

• 1–3 years of experience in compliance, surveillance, risk management, investigations, or financial services.
• Strong analytical and investigative skills.
• Excellent written and verbal communication abilities.
• High attention to detail and ability to handle sensitive information confidentially.
• Experience using surveillance platforms (e.g., Bloomberg Vault, Behavox, Smarsh, Global Relay, SteelEye, Relativity) is a plus.

Responsibilities

• Review alerts generated by communications surveillance systems.
• Monitor employee communications across email, Bloomberg Chat, Slack, and mobile messaging platforms.
• Identify indicators of market abuse, insider trading, bribery and corruption, conflicts of interest, misconduct, or policy breaches.
• Perform targeted reviews and ad hoc searches based on emerging risks or regulatory requests.
• Analyze potentially suspicious communications and related business activity.
• Escalate issues to Compliance, Legal, Human Resources, or senior management.
• Support internal investigations, audits, and regulatory examinations.
• Recommend process improvements to increase surveillance effectiveness.
• Participate in system upgrades, testing, and implementation of new surveillance technologies.
• Help tune alert parameters to reduce false positives and improve detection quality.

Skills

Compliance

Surveillance

Investigations

Analytical

Communication

Excel

Tools

Bloomberg Vault

Behavox

Smarsh

Global Relay

SteelEye

Relativity

Job description

Bloomberg in New York is seeking an Electronic Communications Surveillance Analyst to monitor and investigate employee communications for regulatory and policy compliance. The role supports risk management by reviewing alerts across email, chat, and mobile platforms.

The ideal candidate has 1–3 years in compliance or investigations, strong analytical skills, and proficiency with Microsoft Office. Successful candidates join a team that values integrity and effective surveillance.