Strategic Leader, Licensed Financial Services Regulation

New York State Department of Financial Services; New York (NY); Presencial; USD 133.000 - 168.000; Jornada completa

Descripción de la vacante

The New York State Department of Financial Services is inviting applications for Assistant Deputy Superintendent, Licensed Financial Services, to lead the division’s regulatory exams and policy work. You will supervise examiners, guide investigations, and coordinate with counsel and regulators to ensure robust licensing and examinations.

The role requires extensive banking and regulatory experience, strong leadership, and the ability to advance innovations while protecting consumers in New

Formación

• At least 11 years of banking experience with strong knowledge of banking policies and procedures and bank examination standards and processes.
• Substitutions: Associate degree may substitute for two years of specialized experience; bachelor's degree may substitute for four years of specialized experience; master's degree may substitute for five years of specialized experience; J.D. may substitute for six years of specialized experience; Ph.D. may substitute for seven years of specialized experience.
• At least five years of experience supervising a large team of examiners.
• At least five years regulatory experience supervising large complex institutions, including planning and conducting mandated examinations on an annual basis.
• Strong written and oral communication skills

Responsabilidades

• Advises and confers with the unit head to ensure accurate and timely completion of the unit’s mandates and projects, and Department’s initiatives;
• Assists with managing, making assignments, coordinating, and scheduling of the activities for those directly supervised;
• Directly supervises, provides guidance, and prepares performance programs and evaluations for direct reports of Financial Services Examiners at various salary grade levels, and Trainees;
• Makes recommendations for new legislation and amendments to existing state legislation/regulations affecting various industries within the unit;
• Assists with reviewing, analyzing, and providing feedback to examiners on draft examination reports including supporting comments and recommendations, particularly for complex and problem entities;
• Prepares and/or reviews various memoranda, and other supervisory material and makes recommendations to the unit head;
• Holds meetings with management and external counsel to discuss trends, problems, and significant examination results;
• Revises and formulates new guidelines to the unit’s operating procedures;
• Determines whether circumstances warrant approval, denial, or additional license/s on complex notifications received from licensees;
• Ensures that communication is forwarded to parties whose activities might require licensing and makes sure follow up is made for proper disposition;
• Coordinates with the Department’s in-house counsel as well as licensees or outside counsel, state regulators, on various planned or existing activities;
• Ensures section’s records are appropriately maintained;
• Represents the Department at various conferences, seminars, and trade association meetings;
• Assists on various special projects and other duties, as needed.

Conocimientos

Communication skills

Team leadership

Regulatory knowledge

Examination standards

Project supervision

Educación

Associate degree substitution for 2 years

Bachelor's degree substitution for 4 years

Master's degree substitution for 5 years

J.D. substitution for 6 years

Ph.D. substitution for 7 years

Descripción del empleo

The New York State Department of Financial Services is inviting applications for Assistant Deputy Superintendent, Licensed Financial Services, to lead the division’s regulatory exams and policy work. You will supervise examiners, guide investigations, and coordinate with counsel and regulators to ensure robust licensing and examinations.

The role requires extensive banking and regulatory experience, strong leadership, and the ability to advance innovations while protecting consumers in New