Strategic Investment & Financial Planning Advisor

United States Digital Space LLC; Orange (CA); On-site; USD 70,000 - 80,000; Full time

Benefits offered by this job

Benefits eligible

Job summary

United States Digital Space LLC in Orange, CA is seeking a client-focused financial professional. The role involves planning clients' financial goals with brokerage products, recommending investment strategies, and triaging requests while maintaining risk controls.

Candidates should have Series 7 and 66 licenses (or 63/65 with progression), at least one year in investments or financial services, and proven ability to build relationships and meet sales goals.

Qualifications

• Requires Series 7 & 66 licenses (63/65 in lieu of 66 acceptable).
• At least 1 year experience in investments and financial services.
• Experience in a sales environment with goals.
• Ability to build relationships and manage client expectations.
• Strong time management and regulatory due diligence practices.

Responsibilities

• Works with clients to plan short and long-term financial goals using brokerage products.
• Recommends banking and investment strategies aligned with client goals.
• Triages client requests and refers to internal service providers as needed.
• Mitigates and controls risk in daily activities.
• Identifies potential new clients through referrals or center clientele.
• Provides coaching and feedback to referral partners.

Skills

Advisory

Account Management

Client Experience Branding

Customer and Client Focus

Oral Communications

Issue Management

Client Solutions Advisory

Pipeline Management

Active Listening

Attention to Detail

Risk Management

Policies, Procedures, and Guidelines

Client Management

Causation Analysis

Written Communications

Education

High School Diploma / GED

Job description

United States Digital Space LLC in Orange, CA is seeking a client-focused financial professional. The role involves planning clients' financial goals with brokerage products, recommending investment strategies, and triaging requests while maintaining risk controls.

Candidates should have Series 7 and 66 licenses (or 63/65 with progression), at least one year in investments or financial services, and proven ability to build relationships and meet sales goals.