Strategic Institutional Risk & Compliance Leader

Morgan Stanley; Tempe (AZ); On-site; USD 150,000 - 210,000; Full time

Job summary

Morgan Stanley is seeking a Senior Institutional Risk Officer for the Institutional Infrastructure Solutions Market in Tempe, AZ. You will oversee risk, compliance, and supervisory functions, ensuring ethical practices and regulatory adherence across the Market.

You will coordinate with the Market Executive and other risk officers to maintain consistent control environments. You will lead risk governance, support audits, and guide policies and procedures to promote a compliant and ethical

Qualifications

• Bachelor’s degree or equivalent experience.
• Active Series 7, 8 (or 9/10) and 63/65 (or 66).
• Experience in risk, compliance, and supervisory roles.
• Knowledge of SEC and FINRA policies.

Responsibilities

• Lead risk, supervisory, and compliance functions for the Market.
• Escalate supervisory inquiries to Head of Institutional Risk Officers.
• Coach on policies to promote risk awareness.
• Ensure timely approvals and self-audits.
• Prepare for audits and remediate findings.
• Monitor data security and regulatory compliance.

Skills

SEC/FINRA knowledge

Strong communication

Attention to detail

Leadership experience

Problem solving

Client interaction

Judgment and discretion

Deadline driven

Education

Bachelor’s degree or equivalent

Job description

Morgan Stanley is seeking a Senior Institutional Risk Officer for the Institutional Infrastructure Solutions Market in Tempe, AZ. You will oversee risk, compliance, and supervisory functions, ensuring ethical practices and regulatory adherence across the Market.

You will coordinate with the Market Executive and other risk officers to maintain consistent control environments. You will lead risk governance, support audits, and guide policies and procedures to promote a compliant and ethical