Senior Institutional Risk Leader: Compliance & Oversight

Morgan Stanley; Purchase (NY); Presencial; USD 120.000 - 170.000; Jornada completa

Descripción de la vacante

Morgan Stanley in New York is seeking a Senior Institutional Risk Officer to lead risk, supervisory, and compliance for the Institutional Infrastructure Solutions Market. You will work with the Market Executive and other risk officers to uphold ethics and legal standards, and ensure appropriate involvement of senior leaders for significant matters.

The role demands strong leadership, extensive regulatory knowledge, and the ability to coach policy adherence across the Market while coordinating

Formación

• Bachelor’s degree or equivalent education or experience.
• Industry experience in risk/compliance roles is required.
• Active securities licenses: Series 7 and 8 (or 9/10), and 63, 65 (or 66).

Responsabilidades

• Primary responsibility for all risk, supervisory, and compliance functions for the Market.
• Escalates supervisory inquiries to Head of Institutional Risk Officers as needed.
• Promotes business ethics and regulatory compliance practices.
• Coaches on policies to foster risk awareness and a compliant environment.
• Ensures timely and proper approvals and consistent supervision.
• Oversees self-audits and supervisory coverage across the Market.
• Monitors data security and firm-wide risk controls.

Conocimientos

Firm compliance policies

Written & verbal communication

Attention to detail

Problem solving & prioritization

Issue & trend identification

Leadership / supervisory experience

Workflow organization

Stakeholder interaction (ADvisors/exec

Educación

Bachelor's degree or equivalent

Industry experience

Registrations: Series 7, 8/9/10, 63/65/66

Descripción del empleo

Morgan Stanley in New York is seeking a Senior Institutional Risk Officer to lead risk, supervisory, and compliance for the Institutional Infrastructure Solutions Market. You will work with the Market Executive and other risk officers to uphold ethics and legal standards, and ensure appropriate involvement of senior leaders for significant matters.

The role demands strong leadership, extensive regulatory knowledge, and the ability to coach policy adherence across the Market while coordinating