Strategic Risk & Compliance Lead

Morgan Stanley; Atlanta (GA); On-site; USD 120,000 - 160,000; Full time

Job summary

Morgan Stanley is seeking a Risk Officer to oversee supervisory, compliance, and risk functions, reporting to the Senior Risk Officer. The role ensures a controlled environment aligned with laws and firm policies across branch locations.

Qualifications include a Bachelor’s or equivalent and active Series 7/8 and 63/65 licenses. Strong leadership, communication, and attention to detail are essential for proactive risk management and collaboration with the Compliance and Legal divisions.

Qualifications

• Bachelor’s degree or equivalent education/experience.
• Active Series 7, 8 (or 9/10), and 63, 65 (or 66) licenses.
• Knowledge of SEC, FINRA and Firm Compliance Policies.

Responsibilities

• Primary responsibility for risk, supervisory, and compliance for branch locations.
• Escalation of inquiries from the Senior Complex Risk Officer and/or Regional Risk Officer.
• Promote risk awareness and a compliant environment through policies and coaching.
• Ensure proper procedures for timely approvals and governance.
• Assist in audits and remediation actions and regulatory inquiries.

Skills

Regulatory compliance

Risk management

Leadership

Communication

Attention to detail

Education

Bachelor's degree or equivalent

Active FINRA licenses (7/8, 63/65 or 66)

Job description

Morgan Stanley is seeking a Risk Officer to oversee supervisory, compliance, and risk functions, reporting to the Senior Risk Officer. The role ensures a controlled environment aligned with laws and firm policies across branch locations.

Qualifications include a Bachelor’s or equivalent and active Series 7/8 and 63/65 licenses. Strong leadership, communication, and attention to detail are essential for proactive risk management and collaboration with the Compliance and Legal divisions.