Risk & Compliance Leader

PowerToFly; McLean (VA); On-site; USD 70,000 - 115,000; Full time

Job summary

Morgan Stanley is seeking a Risk Officer to lead risk, supervisory and compliance activities for the branch locations, reporting to the Senior Risk Officer. The role emphasizes ethics, regulatory adherence, and proactive risk management.

Ideal candidates possess a Bachelor’s degree or equivalent, relevant licenses, and proven experience in risk, compliance, and supervision within wealth management. Base pay ranges reflect market norms for this senior position.

Qualifications

• Knowledge of SEC, FINRA and Firm Compliance Policies and Procedures.
• Strong written and verbal communication skills.
• Excellent attention to detail and accuracy.
• Ability to prioritize and resolve complex problems and escalate as necessary.
• Demonstrated leadership capabilities and supervisory experience.

Responsibilities

• Oversee risk, supervisory and compliance functions for the branch locations.
• Coordinate with Senior Complex Risk Officer and Regional Risk Officer on escalations and inquiries.
• Promote strong ethics and regulatory compliance across procedures and staff.
• Provide coaching on policies to foster risk awareness and a compliant environment.

Skills

SEC/FINRA knowledge

Compliance policies

Communication skills

Attention to detail

Leadership experience

Planning & prioritization

Client interaction

Judgement

Work ethic

Education

Bachelor’s degree or equivalent

Job description

Morgan Stanley is seeking a Risk Officer to lead risk, supervisory and compliance activities for the branch locations, reporting to the Senior Risk Officer. The role emphasizes ethics, regulatory adherence, and proactive risk management.

Ideal candidates possess a Bachelor’s degree or equivalent, relevant licenses, and proven experience in risk, compliance, and supervision within wealth management. Base pay ranges reflect market norms for this senior position.