Strategic Due Diligence Operations Lead

Cetera Financial Group; Dallas (TX); On-site; USD 90,000 - 120,000; Full time

Benefits offered by this job

Health, dental, vision and life insurance

20+ days of paid time off

401(k) Savings plan with company contribution

Job summary

Cetera Financial Group seeks a Due Diligence Operations Manager in Dallas, Texas. This pivotal role is responsible for operational execution, governance, and continuous improvement of due diligence processes. The candidate will partner with various departments to ensure compliance and efficiency in workflows. Qualifications include a Bachelor's degree and 5+ years of due diligence experience. The position offers competitive benefits including health insurance, PTO, and a 401(k) plan.

Qualifications

• Minimum of 5 years of due diligence experience in a broker-dealer.
• Ability to partner effectively across functions without direct authority.
• Strong ability to design, execute, and optimize complex workflows.

Responsibilities

• Own and manage end-to-end operational workflows for product due diligence.
• Ensure processes are executed in accordance with internal policies and regulations.
• Develop and enhance standard operating procedures and operational playbooks.

Skills

Workflow design

Risk management

Attention to detail

Data integrity

Clear communication

Education

Bachelor's degree in finance or related field

Tools

Salesforce

Job description

Cetera Financial Group seeks a Due Diligence Operations Manager in Dallas, Texas. This pivotal role is responsible for operational execution, governance, and continuous improvement of due diligence processes. The candidate will partner with various departments to ensure compliance and efficiency in workflows. Qualifications include a Bachelor's degree and 5+ years of due diligence experience. The position offers competitive benefits including health insurance, PTO, and a 401(k) plan.