StoneX | Futures & Clearing Onboarding Specialist

Best Forex Bonus; New York (NY); Hybrid; USD 120,000 - 180,000; Full time

Job summary

Best Forex Bonus in New York seeks a seasoned Onboarding Compliance Specialist to lead the FCM client onboarding process, ensuring alignment with regulatory requirements and internal controls. You will perform thorough KYC reviews, complete due diligence, and escalate AML/KYC risks with Compliance, AML, and Legal teams.

The role also analyzes client ownership structures and maintains proper approvals. You will support institutional futures brokers during onboarding, responding to inquiries about

Qualifications

• Oversee FCM onboarding process to ensure AML/KYC compliance.

Responsibilities

• Lead and oversee all aspects of the FCM client onboarding process to ensure regulatory compliance and internal controls.

Job description

• Job description: Lead and oversee all aspects of the FCM client onboarding process to ensure full compliance with regulatory requirements and internal control standards. Ensure completion and integrity of all client due diligence and KYC requirements prior to submitting for compliance approval, in alignment with applicable AML regulations. Perform detailed reviews of onboarding documentation to validate accuracy, completeness, and compliance with regulatory expectations for FCM clients. Identify, assess, and escalation potential AML/KYC risks, discrepancies, or red flags to Compliance, AML, and Legal teams throughout onboarding and ongoing review processes. Conduct comprehensive analysis of client ownership structures and control relationships using corporate documentation and external sources to satisfy regulatory due diligence requirements. Serve as a key liaison with Compliance and Legal to ensure proper documentation, regulatory approvals, and agreement execution. Support institutional futures brokers by assisting with onboarding requirements, ensuring adherence to compliance standards, and identifying potential regulatory risks during the client intake process. Respond to client and internal inquiries with a focus on the FCM regulatory requirements, onboarding status, and compliance obligations.

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