Sr. Registered Client Service Associate (Fully Remote)

LPL Financial; United States; À distance; USD 65 000 - 85 000; Plein temps

Résumé du poste

LPL Financial seeks a Sr. Registered Client Service Associate to provide administrative and operational support in a financial advisor's practice. You will serve as the primary client contact, educate on account services, and help maintain strong client relationships.

This role emphasizes accuracy, compliance, onboarding support, monitoring account activity, and coordinating with internal teams to resolve inquiries and streamline processes.

Qualifications

• 5+ years in financial services
• Series 7 and 66 licenses active
• Detail-oriented with strong communication

Responsabilités

• Serve as the primary client contact, resolving inquiries and educating on account services.
• Support client onboarding and process account documentation accurately and compliantly.
• Monitor account activity and coordinate with internal teams and service providers.

Connaissances

Client service

Communication skills

Attention to detail

Team collaboration

Description du poste

• The Sr. Registered Client Service Associate provides comprehensive administrative and operational support within a financial advisor's practice.
• This role is pivotal in enhancing the client experience and ensuring compliance standards.

Key Responsibilities:

• Serve as the primary point of contact for clients, resolving inquiries and educating on account services.
• Support client onboarding and process account documentation accurately and compliantly.
• Monitor account activity and coordinate with internal teams and service providers.

What We Look For:

• We seek strong collaborators with 5+ years in financial services and active Series 7 and 66 licenses.
• Ideal candidates are detail-oriented, possess excellent communication skills, and are committed to client service.

LPL Financial is a wealth management firm that supports financial advisors and institutions. With over 32,000 advisors and $2.3 trillion in assets, it fosters a collaborative and innovative culture.