Sr Manager, Wealth Advisor - Schwab Wealth Advisory

TieTalent; Maywood (CA); Hybrid; USD 100,000 - 150,000; Full time

Job summary

A leading financial services firm is seeking a Sr. Manager, Wealth Advisor to provide personalized investment advice and manage client portfolios. This role offers the opportunity to work in a collaborative environment, mentor junior staff, and impact clients' financial success. The ideal candidate will have significant advisory experience and relevant certifications, contributing to a supportive culture focused on professional development.

Benefits

401(k) with company match

Employee Stock Purchase Plan

Paid time off for vacation

28-day sabbatical after 5 years

Paid parental leave

Tuition reimbursement

Health, dental, and vision insurance

Qualifications

• Five or more years of advisory experience, including creating financial plans.
• Active and valid FINRA Series 7 and 66 licenses may be obtained within 120 days.

Responsibilities

• Join a fee-based, non-discretionary investment advisory team.
• Provide personalized service and ongoing advice to clients.

Skills

Financial Planning

Client Relationship Management

Education

Bachelor’s degree

Job description

Sr Manager, Wealth Advisor - Schwab Wealth Advisory

At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together.

As a Sr. Manager, Wealth Advisor within Schwab Wealth Advisory (SWA), you will join a premier, fee-based, and non-discretionary investment advisory team, providing clients with personalized service and ongoing advice based on Schwab’s investing approach. You will directly impact clients’ lives, working as a fiduciary to deliver an exceptional experience. SWA’s advice philosophy enables you to utilize a broad range of products (stocks, bonds, ETFs, mutual funds, managed accounts, options), supporting clients with complex portfolios to meet their goals. You will grow within an experienced, collaborative team, deepen relationships with partners, and have opportunities to mentor junior team members. If you seek to develop your wealth management expertise in a role that allows you to help clients while doing what you love, this could be the right opportunity for you.

Position Type: Regular

Your opportunity

At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together.

As a Sr. Manager, Wealth Advisor within Schwab Wealth Advisory (SWA), you will join a premier, fee-based, and non-discretionary investment advisory team, providing clients with personalized service and ongoing advice based on Schwab’s investing approach. You will directly impact clients’ lives, working as a fiduciary to deliver an exceptional experience. SWA’s advice philosophy enables you to utilize a broad range of products (stocks, bonds, ETFs, mutual funds, managed accounts, options), supporting clients with complex portfolios to meet their goals. You will grow within an experienced, collaborative team, deepen relationships with partners, and have opportunities to mentor junior team members. If you seek to develop your wealth management expertise in a role that allows you to help clients while doing what you love, this could be the right opportunity for you.

What you have

Required Qualifications:

• CFP or CFA designation
• Bachelor’s degree
• Active and valid FINRA Series 7 license^{may be obtained within 120 days of employment}
• Active and valid FINRA Series 66 license^{may be obtained within 120 days of employment}
• Five or more years of advisory experience, including creating and customizing financial plans and portfolios for clients

Preferred Qualifications:

• Five or more years working directly with clients in the financial services industry (highly preferred)

Additional Compensation: In addition to the salary range, this role is eligible for bonuses or incentives.

What’s in it for you

At Schwab, we’re committed to empowering our employees’ personal and professional success. Our supportive culture, focus on development, and hybrid work approach help you make a positive impact in the finance industry. We offer a comprehensive benefits package, including:

• 401(k) with company match and Employee Stock Purchase Plan
• Paid time off for vacation, volunteering, and a 28-day sabbatical after 5 years
• Paid parental leave and family benefits
• Tuition reimbursement
• Health, dental, and vision insurance