Sr. Manager, Wealth Advisor- Schwab Wealth Advisory

Charles Schwab; Mettawa (IL); Hybrid; USD 140,000 - 170,000; Full time

Job summary

An established industry player is seeking a Sr. Manager, Wealth Advisor to join their dynamic team. This role offers the chance to empower clients through personalized investment strategies, leveraging a diverse range of financial products. With a focus on professional growth and collaboration, you will work closely with clients to navigate complex portfolios while mentoring junior advisors. The firm promotes a supportive culture that values innovative thinking and flexibility, making it an ideal environment for those passionate about wealth management and client success.

Benefits

401(k) with company match

Employee Stock Purchase Plan

Paid vacation

Volunteering time

28-day sabbatical after 5 years

Paid parental leave

Tuition reimbursement

Health insurance

Dental insurance

Vision insurance

Qualifications

• 5+ years of advisory experience in creating financial plans.
• CFP or CFA designation required for this role.

Responsibilities

• Provide personalized investment advice and manage client portfolios.
• Mentor junior team members and collaborate with industry-leading advisors.

Skills

CFP designation

CFA designation

FINRA Series 7 license

FINRA Series 66 license

Financial advisory experience

Education

Bachelor's degree

Job description

Pay range: USD $140,000.00 - $170,000.00 / Year

Your opportunity

At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us "challenge the status quo" and transform the finance industry together.

As a Sr. Manager, Wealth Advisor within Schwab Wealth Advisory (SWA), you will join a premier, fee-based, and non-discretionary investment advisory solution. You will provide clients with personal relationships, specialized service, and ongoing advice based on Schwab's investment approach. You will directly impact clients' lives, working as a fiduciary within a dedicated SWA team to deliver an exceptional client experience. SWA's advice philosophy empowers you to utilize a broad range of products (stocks, bonds, ETFs, mutual funds, separately managed accounts, options trading), enabling you to assist clients with complex portfolios and help them achieve their goals. You will grow within an experienced, collaborative team, deepen relationships with various partners, including industry-leading advisors, and have opportunities to mentor junior SWA team members. If you seek to develop within a firm that challenges you to deepen your wealth management expertise while helping clients and doing what you love, this could be the opportunity for you.

What you have

Required Qualifications:

• CFP designation or CFA designation
• Bachelor's degree
• Active and valid FINRA Series 7 license (may be obtained within 120 days of employment)
• Active and valid FINRA Series 66 license (may be obtained within 120 days of employment)
• Five or more years of advisory experience, including creating and customizing financial plans and portfolios for clients

Preferred Qualifications:

• Five or more years working directly with clients in the financial services industry, highly preferred

Additional Compensation: In addition to the salary range, this role is eligible for bonus or incentive opportunities.

What’s in it for you

At Schwab, we are committed to empowering our employees' personal and professional success. Our purpose-driven, supportive culture, and focus on development provide the tools needed to make a positive impact in the finance industry. Our Hybrid Work and Flexibility approach balances our commitment to workplace flexibility, client service, and the value of in-person collaboration.

We offer a competitive benefits package that supports your well-being today and in the future, including:

• 401(k) with company match and Employee Stock Purchase Plan
• Paid vacation, volunteering time, and a 28-day sabbatical after every 5 years of service (for eligible positions)
• Paid parental leave and family building benefits
• Tuition reimbursement
• Health, dental, and vision insurance