Sr. Manager, Valuation Oversight

Charles Schwab Corporation; Lone Tree (CO); On-site; USD 140,000 - 195,000; Full time

Job summary

Charles Schwab Corporation is seeking a Senior Manager, Valuation Oversight to lead third-party pricing reviews and enforce valuation policies across multiple asset classes. You will drive governance, collaborate with senior stakeholders, and push automation for efficient valuation processes.

The role requires deep regulatory knowledge, strong analytical skills, and the ability to navigate complex environments within Schwab Asset Management.

Qualifications

• Bachelor’s degree in Finance, Accounting, Economics, or a related field.
• 8+ years in financial services, asset management or valuation oversight.
• Strong knowledge of ASC 820, Rule 2a-5, GAAP, and investment company act.
• Experience valuing equities, fixed income, private investments, derivatives.
• Oversee operational processes, assess risk, and make decisions in a regulated env.
• Strong analytical, problem-solving and communication skills.
• Lead cross-functional initiatives; drive process improvements.
• Advanced Excel and MS Office proficiency.

Responsibilities

• Oversee valuation reviews and third-party pricing providers.
• Support fair value determinations and governance reporting.
• Collaborate with portfolio management, risk, and technology teams.
• Identify process improvements using automation and data tools.

Skills

Valuation oversight

Regulatory knowledge

Analytical thinking

Stakeholder communication

Cross-functional leadership

Excel proficiency

Independent work

Education

Bachelor’s degree in Finance, Accounting, Economics, or related field

Tools

Bloomberg Terminal

Alteryx

Eagle Pricing Center

Microsoft Copilot

Microsoft Excel

Job description

Your Opportunity

At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us challenge the status quo and transform the finance industry together.

We believe in the importance of in-office collaboration and fully intend for the selected candidate for this role to work on site in the specified location(s).

Applicants must be currently authorized to work in the United States on a full-time basis without employer sponsorship.

Schwab Asset Management (SAM) is a leading asset manager focused on delivering investment solutions across mutual funds, exchange-traded funds (ETFs), and separately managed accounts (SMAs). The Valuation Oversight team plays a critical role in maintaining the integrity of fund pricing and valuation practices, helping ensure compliance with regulatory requirements while supporting sound investment governance. Through close partnership with portfolio management, trading, fund accounting, technology, and risk functions, the team helps protect shareholder interests and strengthen operational excellence across the business.

As a Senior Manager, Valuation Oversight, you will provide strategic oversight of third-party fund administration and pricing service providers, ensuring securities are valued in accordance with established valuation policies, regulatory standards, and governance requirements. You will lead complex valuation reviews, support fair value determinations, and influence key decisions through analytical insights, risk assessment, and collaboration with senior stakeholders. This role offers the opportunity to drive process innovation, enhance operational efficiency through automation and emerging technologies, and shape valuation methodologies for traditional and evolving asset classes. Success in this role requires strong decision-making, the ability to navigate complex regulatory environments, and a proactive approach to solving business challenges while partnering across internal and external stakeholder groups.

What you have

Required Qualifications

• Bachelor’s degree in Finance, Accounting, Economics, or a related field
• 8+ years of experience in financial services, asset management, fund operations, valuation oversight, fund accounting, or related investment operations environments
• Strong knowledge of valuation and regulatory frameworks, including ASC 820, Rule 2a-5, GAAP, and the Investment Company Act of 1940
• Experience supporting the valuation of multiple asset classes, including equities, fixed income securities, private investments, derivatives, and other complex investments
• Demonstrated ability to oversee critical operational processes, evaluate risk, and make sound business decisions in a highly regulated environment
• Strong analytical and problem-solving skills with the ability to assess complex valuation matters and recommend appropriate courses of action
• Experience leading cross-functional initiatives, managing competing priorities, and driving process improvements
• Strong written and verbal communication skills with experience presenting information to governance committees, senior leadership, or similar stakeholder groups
• Advanced Microsoft Excel skills and proficiency with Microsoft Office applications
• Ability to work independently while effectively collaborating across diverse teams and business functions

Preferred Qualifications

• Experience with Bloomberg Terminal
• Experience with mutual funds, ETFs, and separately managed accounts (SMAs)
• Experience developing or evaluating valuation methodologies for alternative investments, including private equity, private credit, or digital assets
• Experience managing vendor relationships and third-party service provider oversight
• Experience with Microsoft Copilot or other AI-enabled productivity tools
• Experience with Eagle Pricing Center or similar exception-based price validation platforms
• Experience using Alteryx or other data analytics and process automation tools
• Knowledge of operational efficiency, workflow automation, and continuous improvement methodologies
• CFA, CPA, or progress toward an advanced professional certification

In addition to the salary range, this role is eligible for bonus or incentive opportunities.