Sr. Investment Advisor

texascapitalbank; Dallas (TX); On-site; USD 150,000 - 230,000; Full time

Benefits offered by this job

Health insurance

401K match

Paid time off

Job summary

Texas Capital Bank seeks an experienced Private Banking professional to manage ultra-high-net-worth client relationships and lead investment reviews. You will develop policy statements, advise on asset allocation, and coordinate with the Investment Committee to deliver tailored investment solutions.

Required credentials include high-level FINRA licenses (Series 7/63) and a strong background in fixed income, equities, and alternatives.

Qualifications

• Bachelor's degree in Accounting, Finance, Business Administration or equivalent; MBA, CFA or CFP preferred
• Series 7 and Series 63 required
• Extensive experience with fixed income, structured notes, equities and alternatives
• Experience managing discretionary and brokerage relationships
• Strong ability to communicate sophisticated investment strategies to clients

Responsibilities

• Deliver the firm's investment philosophy and solutions in ongoing relationship management with team members
• Participate with the Investment Committee
• Conduct investment reviews with prospects and clients to validate objectives and prepare recommendations
• Develop investment policy statements and advise on asset allocation
• Maintain knowledge of Private Bank products and strategies
• Engage in business development to deliver results and close sales of complex investments

Job description

Texas Capital is built to help businesses and their leaders. Our depth of knowledge and expertise allows us to bring the best of the big firms at a scale that works for our clients, with highly experienced bankers who truly invest in people's success - today and tomorrow.

While we are rooted in core financial products, we are differentiated by our approach. Our bankers are seasoned financial experts who possess deep experience across a multitude of industries. Equally important, they bring commitment - investing the time and resources to understand our clients' immediate needs, identify market opportunities and meet long-term objectives . At Texas Capital, we do more than build business success. We build long-lasting relationships.

Texas Capital provides a variety of benefits to colleagues, including health insurance coverage, wellness program, fertility and family building aids, life and disability insurance, retirement savings plans with a generous 401K match, paid leave programs, paid holidays, and paid time off (PTO).

Headquartered in Dallas with offices in Austin, Fort Worth, Houston, Richardson, Plano and San Antonio, Texas Capital was recently named Best Regional Bank in 2024 by Bankrate and was named to The Dallas Morning News ' Dallas-Fort Worth metroplex Top Workplaces 2023 and GoBankingRate's 2023 list of Best Regional Banks. For more information about joining our team, please visit us at www.texascapitalbank.com .

Responsibilities

• Effectively deliver the Firm's philosophy and solution on an ongoing relationship management basis with other team members
• Expectation of participation with the Investment Committee
• Conduct investment reviews with prospects and clients to determine or validate current investment objectives and prepare recommendations of appropriate investment products
• Develop investment policy statements, advise on asset allocation and manage client's investment portfolio
• Maintain current knowledge of all Private Bank products and strategies
• Responsible for engaging in business development (to include prospecting, development of external and internal referral sources, use of personal and professional contacts) to deliver results
• Initiate and close sales of complex investment products
• Build and maintain excellent working relationships with internal partners and teammates
• Adhere to internal and external policies and procedures regarding securities transactions and code of conduct

The duties listed above are the essential functions, or fundamental duties within the job classification. The essential functions of individual positions within the classification may differ. Texas Capital Bank may assign reasonably related additional duties to individual employees consistent with standard departmental policy.Texas Capital is an Equal Opportunity Employer.

Qualifications

• Minimum 10 years relevant banking experience required with at least seven years in private banking preferred.
• Bachelor's degree in Accounting, Finance, Business Administration or equivalent/relevant program; MBA, CFA or CFP preferred
• Series 7 and Series 63 required
• Extensive experience with and in-depth knowledge of fixed income, structured notes, equities and alternatives
• Extensive experience managing discretionary and brokerage relationships
• Advanced ability to develop, cultivate and maintain ultra-high net-worth client relationships with increased complexity
• Conduct operations within FINRA and other regulatory agency guidelines and requirements
• Advanced ability to communicate sophisticated investment strategies to all levels of clients and prospects
• Advanced sales experience including: profiling, overcoming objections, negotiation, team selling approach, closing the sale and asking for referrals