Senior Wealth Advisor

Right Executive Search, LLC; Lutherville (MD); On-site; USD 90,000 - 150,000; Full time

Benefits offered by this job

Equity ownership potential

Job summary

Right Executive Search, LLC is seeking a Senior Wealth Advisor to manage a book of high-net-worth clients and deliver comprehensive planning services. This fiduciary-first firm operates on an independent wealth management model with a defined path toward minority equity ownership for high performers.

Role focuses on holistic financial planning, client relationship management, and collaboration with paraplanners and operations staff to drive growth and client outcomes in the Baltimore region.

Qualifications

• 5–8 years of experience in wealth management, financial planning or related field.
• Series 7 and Series 65 or Series 66 licenses required; Life and Health Insurance licensure is a plus.
• CFP certification or active pursuit toward certification with completion preferred within first two years.
• Existing book of business or established Baltimore area network desirable but not required.
• Proficiency in Excel and CRM systems; experience with eMoney, Zocks, Albridge, or Redtail a plus; comfort with AI tools.
• Strong written and verbal communication; ability to explain complex financial strategies clearly.
• Holistic, client-centered relationship building with fiduciary focus.
• Entrepreneurial mindset with passion for building a practice and ongoing learning.

Responsibilities

• Manage an existing book of high-net-worth clients with investable assets $150K–$500K+ under AUM or fee-based advisory relationships.
• Provide holistic financial planning across investments, tax, insurance, retirement, and estate planning.
• Execute financial plans using planning software and CRM with paraplanner and operations support.
• Manage portfolios and advise on insurance planning as client needs evolve.
• Close qualified inbound leads generated through firm marketing and content strategy.
• Grow the practice through networking, community involvement, and strategic partnerships.
• Contribute to brand development and market presence through networking and visibility.
• Support planning specialization areas such as divorce or estate planning as needed.
• Mentor assigned paraplanner and operations professional; participate in team development.
• Uphold fiduciary standards and regulatory compliance.

Skills

Relationship management

Financial planning

Communication

Networking

Mentoring

Education

CFP certification in progress

Series 7/65/66 licenses

Tools

eMoney

Zocks

Albridge

Redtail

Excel

CRM systems

Job description

Compensation:

Base salary: $90,000–$150,000, commensurate with experience; target total compensation of $150,000 to $250,000+ in year one

About the Senior Wealth Advisor Role:

Our client is an independent wealth management firm celebrating 20 years of fiduciary-first financial planning, operating under a corporate RIA and broker-dealer platform. The Senior Wealth Advisor will manage a book of high-net-worth clients, delivering comprehensive planning and advisory services. This is a relationship-driven, non-transactional role with a defined path toward minority equity ownership for advisors who demonstrate strong performance and cultural fit.

Key Responsibilities of the Senior Wealth Advisor:

• Manage an existing book of high-net-worth clients with investable assets ranging from $150K to $500K+, serving clients under AUM or fee-based advisory relationships.
• Provide holistic financial planning across investments, tax strategy, insurance optimization, retirement, and estate planning.
• Execute financial plans using the firm's planning software and CRM in collaboration with the paraplanner and operations team.
• Actively manage and optimize client portfolios while providing insurance planning solutions as client needs and market conditions evolve.
• Close qualified inbound leads generated through the firm's marketing and content strategy.
• Drive practice growth by building meaningful relationships through personal networking, community involvement, and strategic professional partnerships.
• Contribute to brand development and market presence through networking and community visibility.
• Support specialization in planning areas such as divorce or estate planning based on your interests and firm needs.
• Participate in team development, including mentoring the assigned paraplanner and operations professional.
• Maintain the highest standards of fiduciary responsibility, ethics, and regulatory compliance.

Qualifications of the Senior Wealth Advisor:

• 5 to 8 years of relevant experience in wealth management, financial planning, investment advisory, or a related field.
• Series 7 and Series 65 or Series 66 licenses required; Life and Health Insurance licensure is a plus.
• CFP® certification or active pursuit toward certification, with completion preferred within the first two years.
• Existing book of business or an established network in the Baltimore area is desirable but not required.
• Proficiency in Excel and CRM systems required; specific experience with eMoney, Zocks, Albridge, or Redtail is a plus, as is familiarity with and passion for AI tools and how they can improve workflows and the client experience
• Strong written and verbal communication skills with the ability to explain complex financial strategies in clear, client-friendly language.
• Skilled at fostering trusted client relationships through thoughtful discussions about financial goals, values, and life priorities, with a holistic approach to wealth management..
• Collaborative, coachable, and passionate about continuous learning while creating long-term value for clients, the firm, and the team. Brings positive energy and genuine enthusiasm for helping others succeed.
• Entrepreneurial mindset with a passion for helping build and grow a successful practice.

What Our Client Offers:

• Exceptional long-term growth opportunity with a thriving, collaborative firm that is genuinely invested in your success. A path to minority equity ownership is available based on performance, contributions, and cultural fit.
• Competitive base salary commensurate with experience and credentials, with target total compensation of $150,000 to $250,000+ in the first year and significant long-term earning potential.
• Performance-based bonus tied to personal AUM growth and firm performance.
• Comprehensive benefits, including health, life, and disability insurance.
• Each advisor has a paraplanner and operations professional assigned to their practice, giving you more time to focus on client relationships and strategy
• Safe Harbor 401(k) with employer contribution.
• Professional development support, including CFP education, continuing education, licensing, and ongoing training.
• Dedicated support from a paraplanner/operations professional, allowing you to focus on serving clients and growing your practice.
• Mentorship, peer collaboration, and ongoing learning opportunities with experienced advisors.

Key Words:

Albridge, Analytics, Asset Allocation, Asset Management, Assets Under Management, Baltimore, Benchmarking, Book of Business, Broker-Dealer, Business Development, Cash Flow Planning, CFP, Client Acquisition, Client Advisory, Client Experience, Client Meetings, Client Relationship Management, Client Retention, Coaching, Collaboration, Community Involvement, Community Networking, Compliance, Comprehensive Financial Planning, Continuous Learning, CRM, Cross-Selling, Customer Service, Divorce Planning, eMoney, Entrepreneurial Mindset, Equity Ownership, Estate Planning, Ethics, Excel, Fee-Based Advisory, Fiduciary, Fiduciary Financial Planning, Financial Advisor, Financial Goals, Financial Planning, Financial Strategies, Financial Wellness, Goal-Based Planning, High-Net-Worth Clients, Holistic Financial Planning, Independent RIA, Insurance Licensure, Insurance Planning, Investment Advisory, Investment Management, Investment Portfolios, Investable Assets, Leadership, Lead Conversion, Life Insurance, Life Priorities, Long-Term Client Relationships, Marketing Leads, Mentoring, Minority Equity Ownership, Networking, Operations Support, Paraplanner, Performance Bonus, Portfolio Management, Practice Growth, Professional Development, Professional Partnerships, Prospecting, Qualified Leads, Redtail CRM, Regulatory Compliance, Relationship Building, Relationship Management, Relationship-Driven, Retirement Income Planning, Retirement Planning, Risk Management, Safe Harbor 401(k), Sales, Series 65, Series 66, Series 7, Strategic Partnerships, Succession Planning, Tax Planning, Team Collaboration, Trusted Advisor, Trust Building, Verbal Communication, Wealth Advisor, Wealth Management, Wealth Planning, Workflow Optimization, Written Communication, Zocks, AI Tools, Client-Focused, Client-Centered, Cultural Fit, Positive Energy, Long-Term Value, Planning Software