Senior Third-Party Risk Strategist

LPL Financial LLC; Fort Mill, Charlotte (SC, NC); On-site; USD 80,000 - 133,000; Full time

Benefits offered by this job

401K matching

Health benefits

Employee stock options

Paid time off

Volunteer time off

Job summary

LPL Financial Holdings Inc. seeks a Senior Specialist in Third-Party Risk Management to collaborate with Legal, Sourcing and business partners. You will lead assessments, document use cases, and ensure risk controls are effective across third-party relationships.

Strong collaboration, regulatory awareness, and proficiency with GRC tools like OneTrust and MS Office are essential. Join a team focused on minimizing risk while maximizing value for the firm and its clients.

Qualifications

• Bachelor’s degree and at least 5+ years in risk management or procurement.
• Knowledge of information security, resiliency, and risk controls.
• Experience with Third-Party Risk Management in financial services or regulated industries.

Responsibilities

• Foster partnerships with internal stakeholders to meets third-party risk requirements.
• Assist with assessments documenting use cases, inherent risk, and performance management.
• Maintain inventories of third-party relationships and support remediation of risks.
• Educate stakeholders on responsibilities, risks, and issues per the TPRM program.

Skills

Third-Party Risk Management

Risk Management

Information Security

Communication Skills

Education

Bachelor’s degree

Tools

OneTrust

MS Office Suite

Job description

LPL Financial Holdings Inc. seeks a Senior Specialist in Third-Party Risk Management to collaborate with Legal, Sourcing and business partners. You will lead assessments, document use cases, and ensure risk controls are effective across third-party relationships.

Strong collaboration, regulatory awareness, and proficiency with GRC tools like OneTrust and MS Office are essential. Join a team focused on minimizing risk while maximizing value for the firm and its clients.