Senior Supervisory Analyst - Compliance-Driven Research

UBS; New York (NY); On-site; USD 173,000 - 208,000; Full time

Job summary

UBS in New York is seeking a Supervisory Analyst to ensure research meets regulatory requirements and UBS policies. The role requires a current Series 16 license and experience supervising research processes.

You will work closely with Legal & Compliance, Research Analysts, and Research Management, in a collaborative, fast-paced environment in the Americas team based in New York. The ideal candidate is detail-oriented, organized, and comfortable with time-sensitive deliveries, with an interest

Qualifications

• Must have a current Series 16 license; Series 4 or 24 a plus.
• Typically 3+ years of Supervisory Analyst experience.
• Experience with research products across regions is preferred.
• Strong written and verbal communications; detail-oriented.

Responsibilities

• Ensure research meets legal and regulatory requirements.
• Ensure research meets UBS internal policies as specified by Research Management.
• Collaborate with Legal & Compliance, Research Analysts, and Research Management.

Skills

Series 16 license

3+ years Supervisory Analyst

Research product experience

Strong communication

Attention to detail

Time-sensitive analysis

Team collaboration

Independent work

AI workflow curiosity

Job description

UBS in New York is seeking a Supervisory Analyst to ensure research meets regulatory requirements and UBS policies. The role requires a current Series 16 license and experience supervising research processes.

You will work closely with Legal & Compliance, Research Analysts, and Research Management, in a collaborative, fast-paced environment in the Americas team based in New York. The ideal candidate is detail-oriented, organized, and comfortable with time-sensitive deliveries, with an interest