Research - Supervisory Analyst

UBS; New York (NY); On-site; USD 173,000 - 208,000; Full time

Job summary

UBS in New York is seeking a Supervisory Analyst to ensure research meets regulatory requirements and UBS policies. The role requires a current Series 16 license and experience supervising research processes.

You will work closely with Legal & Compliance, Research Analysts, and Research Management, in a collaborative, fast-paced environment in the Americas team based in New York. The ideal candidate is detail-oriented, organized, and comfortable with time-sensitive deliveries, with an interest

Qualifications

• Must have a current Series 16 license; Series 4 or 24 a plus.
• Typically 3+ years of Supervisory Analyst experience.
• Experience with research products across regions is preferred.
• Strong written and verbal communications; detail-oriented.

Responsibilities

• Ensure research meets legal and regulatory requirements.
• Ensure research meets UBS internal policies as specified by Research Management.
• Collaborate with Legal & Compliance, Research Analysts, and Research Management.

Skills

Series 16 license

3+ years Supervisory Analyst

Research product experience

Strong communication

Attention to detail

Time-sensitive analysis

Team collaboration

Independent work

AI workflow curiosity

Job description

Key Responsibilities

Are you gifted with good judgment, and do you enjoy putting that judgment to use? Have you a good

Job Type

Full Time

Job Reference #

342465BR

City

New York

Key Responsibilities

Are you gifted with good judgment, and do you enjoy putting that judgment to use? Have you a good nose for identifying risk, and do you also have strong attention to detail? And can you walk the line between collaboration and challenge?

We’re looking for a Supervisory Analyst to:

• ensure research meets all legal and regulatory requirements
• ensure research meets UBS's internal policies, as specified by Research Management
• work closely and collaboratively with Legal & Compliance, Research Analysts, and Research Management

The team

You’ll be working in the Americas Supervisory Analyst team, which is based out of New York. The Americas team works closely with the SA teams in APAC and Europe to provide support for the Global Research Department.

Your Skills And Experience

• a current Series 16 license is required. The Series 4 or 24 would be considered a plus
• ideally, 3+ years of experience as a Supervisory Analyst
• experience working on research product from different groups (equity, fixed income, etc.) and from all regions preferred
• strong written and verbal communications skills
• scrupulous attention to detail
• able to work effectively on time-sensitive research products
• well-organized and able to cope in a demanding environment
• able to work collaboratively with a close-knit team of Supervisory Analysts in several locations
• capable of conceiving and recommending constructive solutions to problems
• inquisitive, organized and able to work independently
• you’re curious to explore how AI can improve how we build, deliver, and optimize workflows. You do this with sound judgment – validating outputs and aligning with policies, risk standards, and ethical use

About Us

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.

We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.

Salary information

The indicative gross base salary range as a full-time equivalent role:

• United States - New York - New York min USD 172500 - max USD 207500 /annum

The expected salary for this role will be determined by relevant factors which may include but are not limited to, role-required experience, qualifications, education, location and skill level. UBS offers a range of competitive benefits and for further information, please visit ubs.com/employee-benefits. We may, at our sole discretion, provide additional variable compensation or awards.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.

We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.