Senior Stock Plan Operations Lead

Empower Retirement; Greenwood Village (CO); Presencial; USD 72.000 - 102.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Medical Insurance

Dental Insurance

Vision Insurance

Life Insurance

401(k) Match

Tuition Reimbursement

Paid Time Off

Volunteer Time Off

BRGs

Descripción de la vacante

Empower Retirement seeks a Lead Stock Plan Services Associate to serve as operational lead for equity compensation operations, brokerage processes, and securities regulations. You will coordinate daily workflows, review complex stock plan transactions, and mentor associates while partnering with Operations, Compliance, Payroll, Legal, and Technology to ensure accurate and efficient service delivery.

Highlights include active FINRA registrations, experience in stock plan administration, and a

Formación

• Bachelor's degree in Business, Finance, or related field or four additional years of financial services experience
• Minimum of six years of financial services experience
• Experience supporting Stock Plan Services, brokerage operations, equity compensation programs, or securities operations
• Active FINRA Series 7 and 24 registrations required
• FINRA Fingerprinting required
• Advanced knowledge of stock plan administration and regulatory compliance
• Experience leading cross-functional initiatives and coordinating multiple partners

Responsabilidades

• Serve as the operational lead and subject matter expert for Stock Plan Services
• Coordinate daily operational workflows and balance workloads with leadership
• Review and approve complex stock plan transactions and reconciliations
• Lead resolution of complex operational escalations
• Provide technical guidance and mentoring to associates
• Support equity compensation programs and related events
• Coordinate readiness for new products, regulatory changes, and client implementations
• Identify operational risks and strengthen internal controls
• Lead process improvements and automation opportunities
• Collaborate with multiple teams to resolve issues and implement initiatives
• Develop SOPs, training materials, and process documentation
• Facilitate onboarding and associate training
• Perform other duties as assigned

Conocimientos

Stock Plan Services

Brokerage Operations

Equity Compensation

Regulatory Knowledge

Operational Risk

Cross-functional Leadership

SOP Development

Process Improvement

Audit Support

Problem Solving

Educación

Bachelor's degree

Herramientas

Pershing NetX360

Descripción del empleo

Empower Retirement seeks a Lead Stock Plan Services Associate to serve as operational lead for equity compensation operations, brokerage processes, and securities regulations. You will coordinate daily workflows, review complex stock plan transactions, and mentor associates while partnering with Operations, Compliance, Payroll, Legal, and Technology to ensure accurate and efficient service delivery.

Highlights include active FINRA registrations, experience in stock plan administration, and a