Senior SEC Mock Examiner — Private Funds Compliance

ACA Group; New York (NY); On-site; USD 150,000 - 210,000; Full time

Benefits offered by this job

Base compensation

Bonus compensation

Medical and dental coverage

401(k) plans

Paid time off options

Flexible work environment

ACA Paid Holidays

Student Debt Forgiveness

Pet Insurance

Job summary

ACA Group in New York is seeking a senior examiner/attorney with private funds experience to join our growing GRC practice. You will lead mock regulatory examinations, review compliance programs, and draft reports for high-profile clients.

You’ll interact with regulators and senior clients, identify improvement opportunities, and contribute to ACA’s market expansion through speaking, writing, and client engagements. Travel as needed.

Qualifications

• Bachelor's degree required with background in private funds.
• Current or recent private funds experience as an examiner or attorney with the SEC.
• 7+ years of industry experience and executive presence with regulators and clients.

Responsibilities

• Lead or assist all aspects of mock examinations and compliance program reviews, including document requests, testing, interviews, and drafting reports.
• Identify, develop and generate business opportunities across ACA by serving as a subject matter expert on calls.
• Increase ACA's brand awareness by writing articles, speaking at conferences, and presenting to clients.
• Identify, manage and support internal initiatives and special projects.

Skills

Leadership

Regulatory knowledge

Executive presence

Travel

Communication skills

Private funds experience

Interviewing / testing experience

Education

Bachelor's degree

Tools

Microsoft Office

Job description

ACA Group in New York is seeking a senior examiner/attorney with private funds experience to join our growing GRC practice. You will lead mock regulatory examinations, review compliance programs, and draft reports for high-profile clients.

You’ll interact with regulators and senior clients, identify improvement opportunities, and contribute to ACA’s market expansion through speaking, writing, and client engagements. Travel as needed.