Senior Private Funds Compliance Director — SEC Readiness & Oversight

JCW Group; New York (NY); On-site; USD 150,000 - 210,000; Full time

Job summary

JCW Group in New York seeks a senior compliance professional to manage obligations under the Investment Advisers Act of 1940, overseeing private funds compliance, adviser operations, and regulatory filings to ensure readiness for examinations and ongoing regulatory change.

The candidate will have deep fund operations knowledge, track record in Form ADV filings, and the ability to advise senior management while coordinating across legal, operations, finance, and investor relations.

Qualifications

• 8+ years of compliance or regulatory experience in private funds or asset management.
• Deep knowledge of the Investment Advisers Act of 1940 and its application to private fund advisers.
• Experience preparing Form ADV filings and responding to SEC examinations.
• Ability to advise senior management and coordinate cross-functional teams across functions.

Responsibilities

• Lead design and enhancement of the firm's private funds compliance program.
• Oversee Form ADV filings, amendments, and disclosures.
• Manage responses to SEC examinations and remediation efforts.
• Develop policies and training to promote a culture of compliance.
• Coordinate with legal, operations, finance, and investor relations on regulatory initiatives.

Skills

Regulatory compliance

Investment Advisers Act 1940

Form ADV filings

SEC examinations

Compliance leadership

Private funds knowledge

Education

Bachelor's degree

Job description

JCW Group in New York seeks a senior compliance professional to manage obligations under the Investment Advisers Act of 1940, overseeing private funds compliance, adviser operations, and regulatory filings to ensure readiness for examinations and ongoing regulatory change.

The candidate will have deep fund operations knowledge, track record in Form ADV filings, and the ability to advise senior management while coordinating across legal, operations, finance, and investor relations.