Senior Risk Monitoring & Compliance Leader

Regions Bank; Birmingham (AL); On-site; USD 124,027 - 168,580; Full time

Benefits offered by this job

Health benefits

401K with Company Match

Paid Vacation/Sick Time

Parental Leave

Employee Assistance Program

Job summary

Regions Bank is seeking a Business Unit Compliance Manager to lead a team of compliance professionals and guide regulatory activities for a specific business line. The role focuses on monitoring, testing, and implementing processes to ensure adherence to laws and regulations, while shaping policies and training programs.

You will collaborate with business partners, maintain up-to-date regulatory knowledge, and oversee documentation and reporting to regulators and auditors.

Qualifications

• Bachelor’s degree and seven (7) years of directly related experience, and three (3) years of management experience.
• Or High School Diploma or GED and eleven (11) years of directly related experience and three (3) years of management experience.
• Knowledge of legal and regulatory environment as it relates to compliance in a specific line of business.

Responsibilities

• Oversees small team of professional level compliance staff and compliance efforts for designated business unit
• Manages a monitoring and testing program to ensure effective compliance with all applicable laws and regulations
• Participates in discussions with business partners, communicating compliance testing plan, and reviews risks identified from testing
• Supports business unit by collaboratively facilitating the development of processes and procedures to ensure regulatory compliance
• Maintains knowledge of rules and regulations and their impact on products, services, and operations for a specific line of business
• Develops policies and procedures to comply with federal regulations and applicable state laws
• Provides guidance to various departments regarding compliance issues and implementation of new compliance requirements
• Ensures timely, accurate, and appropriate submission of information requested by regulatory agencies
• Assists in the development and execution of training programs to ensure adherence to established policies and procedures

Skills

Leadership

Regulatory knowledge

Risk management

Team management

Communication

Analytical thinking

Attention to detail

Education

Bachelor's degree

High School Diploma

Tools

Microsoft Excel

PowerQuery

Tableau

Job description

Regions Bank is seeking a Business Unit Compliance Manager to lead a team of compliance professionals and guide regulatory activities for a specific business line. The role focuses on monitoring, testing, and implementing processes to ensure adherence to laws and regulations, while shaping policies and training programs.

You will collaborate with business partners, maintain up-to-date regulatory knowledge, and oversee documentation and reporting to regulators and auditors.