Senior Risk & Controls Lead — Consumer Investments

Jobtailor

Maryland

On-site

USD 90,000 - 120,000

Full time

14 days+
Application generator

A complete application in a minute — tailored resume and cover letter, ready to send.

Get past ATS filters

Job summary

Jobtailor seeks a detail-focused professional to support the Consumer Investments Controls & Supervision organization and the Platform & Product Controls team. You will mitigate risk, triage platform incidents with key stakeholders, and prepare business continuity plans for major market events.

You will develop templates, playbooks, and information, identify risks and controls, establish forums with internal clients, and drive process improvements, QA practices, and regulatory inspection

Qualifications

  • 3+ years work experience in financial services.
  • Understanding of Merrill Edge clients and business.
  • Demonstrated leadership and process-improvement abilities.
  • Strong analytical capability for root cause analysis and reporting.
  • Creative problem solving and follow-up skills.
  • Ability to work independently with minimal guidance.

Responsibilities

  • Support Consumer Investments Controls & Supervision and Platform & Product Controls.
  • Mitigate risk and triage platform incidents with key stakeholders.
  • Prepare Business Continuity plans for major market events.
  • Manage real-time platform incidents and proactive event planning.
  • Develop and review templates, playbooks, and critical information.
  • Identify business risks and associated controls to mitigate risk.

Skills

Risk management
Quality assurance
Data analysis
Root cause analysis
Leadership in change
PowerPoint

Tools

MS Excel
PowerPoint

Job description

Jobtailor seeks a detail-focused professional to support the Consumer Investments Controls & Supervision organization and the Platform & Product Controls team. You will mitigate risk, triage platform incidents with key stakeholders, and prepare business continuity plans for major market events.

You will develop templates, playbooks, and information, identify risks and controls, establish forums with internal clients, and drive process improvements, QA practices, and regulatory inspection

Get your free, confidential resume review.
or drag and drop your file here.
Similar jobs

Similar jobs worth comparing

Senior Risk & Controls Leader — QA, Audit & Remediation
Senior Risk & Controls Leader — QA, Audit & Remediation

Jobtailor • North Carolina

On-site
USD 85,000 - 120,000
Technology Risk & Internal Controls Lead
Technology Risk & Internal Controls Lead

Jobtailor • Pennington (NJ)

On-site
USD 120,000 - 180,000
Senior Enterprise Risk & Controls Associate
Senior Enterprise Risk & Controls Associate

Jobtailor • Town of Florida (NY)

On-site
USD 90,000 - 130,000
Controls & QA Lead: Risk, Process Design & Compliance
Controls & QA Lead: Risk, Process Design & Compliance

Jobtailor • Town of Florida (NY)

On-site
USD 90,000 - 150,000
Senior Risk & Controls Manager — Operational Excellence
Senior Risk & Controls Manager — Operational Excellence

Jobtailor • Maryland

On-site
USD 110,000 - 140,000
Senior Risk Controls Lead — Automation & Governance
Senior Risk Controls Lead — Automation & Governance

Jobtailor • Illinois

On-site
USD 110,000 - 140,000
Operational Risk Platform Lead & Change Enablement
Operational Risk Platform Lead & Change Enablement

Jobtailor • Town of Florida (NY)

Hybrid
USD 85,000 - 110,000
Enterprise Capital Risk & Stress-Testing Lead
Enterprise Capital Risk & Stress-Testing Lead

Jobtailor • New York (NY)

On-site
USD 110,000 - 160,000
Senior Controllership Lead, US Healthcare & Investments
Senior Controllership Lead, US Healthcare & Investments

Jobtailor • Connecticut

On-site
USD 120,000 - 150,000
Senior Digital Risk & Controls Leader
Senior Digital Risk & Controls Leader

Jobtailor • Alabama

On-site
USD 110,000 - 180,000