Senior Risk & Compliance Specialist

Baker Tilly US

Milwaukee (WI)

On-site

USD 89,000 - 135,000

Full time

13 days ago
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Job summary

Baker Tilly is seeking a Sr. Associate - Risk Management to contribute specialized expertise and reliable execution within Risk Management, managing priorities and delivering timely results.

Your work will contribute directly to the effectiveness of the team and the quality of the services or support provided to stakeholders. In this role, you will apply relevant technical knowledge, established methodologies, and professional judgment; understand business needs and maintain effective working

Qualifications

  • Minimum of 3 years relevant experience in risk management or a related field.
  • Bachelor's degree preferred; 7+ years of relevant experience acceptable in lieu.

Responsibilities

  • Assist with diligence and onboarding activities related to independence conflicts of interest associated with firm mergers and acquisitions
  • Monitoring timely completion of independence compliance requirements
  • Reviewing and implementing appropriate safeguards for independence-related requirements
  • Monitoring and assisting with independence consultation requests
  • Assistance with restricted investment monitoring
  • Supporting independence and compliance requests from regulatory agencies
  • Assisting with monitoring compliance with public company independence requirements
  • Participate in special projects and development of AI tools to streamline compliance requirements moving forward

Skills

Risk management
Independence compliance
Data analysis
Documentation
Microsoft Office
PowerBI
Intapp
Smartsheet
Project management
Stakeholder management
Communication

Education

Bachelor's degree

Tools

PowerBI
Intapp
Smartsheet
Microsoft Office

Job description

Baker Tilly is seeking a Sr. Associate - Risk Management to contribute specialized expertise and reliable execution within Risk Management, managing priorities and delivering timely results.

Your work will contribute directly to the effectiveness of the team and the quality of the services or support provided to stakeholders. In this role, you will apply relevant technical knowledge, established methodologies, and professional judgment; understand business needs and maintain effective working

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