Senior Retirement Plan Compliance Specialist

Ascensus; Florida; On-site; USD 90,000 - 130,000; Full time

Job summary

Ascensus seeks a Compliance Analyst in Florida to perform highly complex retirement plan compliance testing and reporting. You will ensure plans stay tax qualified by meeting IRS and DOL requirements and support government form preparation and review.

The role involves maintaining client data, submitting Form 5500 packages, and coordinating with administration on distributions and year-end tasks, while staying current on legislative changes affecting plan qualification.

Qualifications

• 8 years of progressive plan experience in a third party administration environment.
• ASPPA designation demonstrated knowledge in controlled groups, cross testing, catch-up contributions.
• Advanced knowledge of ERISA tax provisions and related code sections.
• Strong MS Office skills to include Excel.

Responsibilities

• Prepares and/or reviews non-discrimination tests, top heavy tests, and other complex plans.
• Ensures plans remain tax qualified by IRS/DOL reporting and testing requirements.
• Maintains client databases and enters changes into recordkeeping software.
• Submits Form 5500 packages for review, correction, and submission.
• Allocates contributions and assists with year-end processing and client inquiries.
• Reviews plan documents and participant eligibility; reconciles financial activity.

Education

ASPPA RPF-1 & RPF-2 designation

Bachelor’s degree in business or related field

QKA designation

Tools

Excel

MS Office

Job description

Ascensus seeks a Compliance Analyst in Florida to perform highly complex retirement plan compliance testing and reporting. You will ensure plans stay tax qualified by meeting IRS and DOL requirements and support government form preparation and review.

The role involves maintaining client data, submitting Form 5500 packages, and coordinating with administration on distributions and year-end tasks, while staying current on legislative changes affecting plan qualification.