Senior Regulatory Relations Lead and Compliance Counsel

Sept 2017 Branding; New York (NY); On-site; USD 120,000 - 160,000; Full time

Job summary

A prominent regulatory compliance firm in New York is seeking a Level 2 legal professional for the Regulatory Relations function. The role involves advising business lines on regulatory requirements, managing relationship interfaces, and ensuring compliance with scrutiny. Candidates must possess a Juris Doctor and 8-10 years of relevant experience. This position offers a dynamic environment involving collaboration across various teams while maintaining high ethical standards.

Qualifications

• 8-10 years of experience in a law firm or compliance/legal functions in regulated financial services.
• Experience directly engaging with regulators and auditors.

Responsibilities

• Counsel business lines regarding regulatory requirements.
• Draft critical regulatory submissions.
• Manage interface with FRBNY and regulatory teams.
• Develop relationships with business lines.
• Mentor Level 3 team members.

Skills

Legal writing

Analytical skills

Communication skills

Relationship-building skills

Attention to detail

Education

Juris Doctor from recognized US Law School

Tools

Microsoft Word

Microsoft Excel

Microsoft PowerPoint

Job description

A prominent regulatory compliance firm in New York is seeking a Level 2 legal professional for the Regulatory Relations function. The role involves advising business lines on regulatory requirements, managing relationship interfaces, and ensuring compliance with scrutiny. Candidates must possess a Juris Doctor and 8-10 years of relevant experience. This position offers a dynamic environment involving collaboration across various teams while maintaining high ethical standards.