Strategic Regulatory Compliance Advisor

Sept 2017 Branding; New York (NY); On-site; USD 90,000 - 120,000; Full time

Job summary

A leading financial services provider based in New York is looking for a Regulatory Compliance Advisory Specialist. This position requires at least five years of experience in compliance within the financial services industry, along with exceptional communication and multi-tasking skills. The successful candidate will be responsible for managing regulatory relationships, reporting to senior management, and ensuring compliance deliverables across business lines. An ability to work collaboratively in a high-pressure environment is essential.

Qualifications

• Strong communication skills and ability to multi-task in high-pressure environments.
• Proficiency in standard PC programs essential for reporting and presentations.
• Experience working effectively with diverse teams across various disciplines.

Responsibilities

• Support oversight activities and reporting to senior management.
• Manage relationships with business lines to ensure compliance deliverables.
• Coordinate responses to regulatory actions and ensure timely submissions.

Skills

Communication skills

Multi-tasking ability

Relationship-building

Analytical skills

Education

Minimum 5 years of experience in compliance / legal functions

Tools

Microsoft Word

Microsoft PowerPoint

Microsoft Excel

Job description

A leading financial services provider based in New York is looking for a Regulatory Compliance Advisory Specialist. This position requires at least five years of experience in compliance within the financial services industry, along with exceptional communication and multi-tasking skills. The successful candidate will be responsible for managing regulatory relationships, reporting to senior management, and ensuring compliance deliverables across business lines. An ability to work collaboratively in a high-pressure environment is essential.