Senior Regulatory Audit Lead

Internationalinsuranceprofessionals; New York, Northern (NY, KY); Híbrido; USD 150.000 - 185.000; Jornada completa

Descripción de la vacante

CACIB is seeking a Lead Auditor, Vice President – Regulatory Compliance, to conduct regulatory and corporate compliance audits from planning to final report in a global banking context.

The role leads audit teams, validates controls and ensures timely, high-quality deliverables, with travel to assigned locations as required. Strong English, leadership and communication skills are essential.

Formación

• Bachelor degree or equivalent in a relevant field.
• 6–10 years of audit or risk-control experience.
• Strong knowledge of banking and broker-dealer operations.
• Series 99 and other regulatory knowledge a plus.

Responsabilidades

• Lead audit assignments from planning through final report.
• Assess risks and validate control environments for design and operation.
• Monitor fieldwork and adjust audit scope to identified risks.
• Communicate progress to stakeholders and prepare management debriefings.
• Draft final reports and ensure adherence to audit charter.
• Travel to relevant locations as needed.

Conocimientos

Fluent English

Leadership

Organization

Efficiency

Analytical skills

Verbal and written communication

Educación

Bachelor/Master degree in accounting, business, finance or related field

Certifications CFA CPA CIA a plus

Herramientas

Series 99

Descripción del empleo

CACIB is seeking a Lead Auditor, Vice President – Regulatory Compliance, to conduct regulatory and corporate compliance audits from planning to final report in a global banking context.

The role leads audit teams, validates controls and ensures timely, high-quality deliverables, with travel to assigned locations as required. Strong English, leadership and communication skills are essential.