Associate Compliance Audit Director - Risk & Regulation

Hwthree

Gilbert (AZ)

On-site

USD 170,000 - 230,000

Full time

14 days+

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Job summary

HW3 is seeking an Associate Audit Director, Compliance Risk Management to lead a key portion of a US banking institution's regulatory compliance audit program. You will oversee audits from planning to reporting and contribute to risk assessments, while shaping the annual audit plan and developing a high-performing team.

You will collaborate with senior leaders across Audit, Compliance, Risk, and the business to ensure robust controls and effective risk mitigation in a dynamic regulatory

Qualifications

  • Experience leading audits through full lifecycle.
  • Knowledge of regulatory compliance and risk-management frameworks.
  • Team leadership or people-management experience.

Responsibilities

  • Oversee complex audits from planning through reporting.
  • Contribute to the annual risk assessment and audit plan.
  • Manage and develop a team and work with senior leaders across Audit, Compliance, Risk and the business.

Skills

Audit leadership
Regulatory compliance
Risk management

Job description

Associate Audit Director, Compliance Risk Management

We are partnered with a US banking institution who are seeking an experienced compliance audit professional to lead a key portion of its regulatory compliance audit program.

The role will oversee complex audits from planning through reporting, contribute to the annual risk assessment and audit plan, manage and develop a team, and work closely with senior leaders across Audit, Compliance, Risk and the business.

The successful candidate will have:

  • Experience leading audits through their full lifecycle
  • Knowledge of regulatory compliance and risk-management frameworks
  • Team leadership or people-management experience
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