Senior Registered Client Associate — Wealth Support Pro

RBC Capital Markets, LLC; Jericho (NY); On-site; USD 55,000 - 90,000; Full time

Benefits offered by this job

Bonuses

Flexible benefits

Competitive compensation

Opportunity for development

Job summary

A leading financial services firm located in Jericho, NY is seeking a Senior Registered Client Associate to join their team. This role requires a Bachelor's degree or equivalent experience and active Series 7 and 66 licenses. Your responsibilities include maintaining client relationships, handling inquiries, and ensuring compliance. The expected salary range is competitive, reflecting the candidate's experience and skills within a collaborative team environment.

Qualifications

• 3+ years as a Registered Client Associate.
• Active Series 7 and 66 (or 63/65) licenses required.
• Ability to handle complex account inquiries.

Responsibilities

• Build and maintain relationships with clients.
• Facilitate fund and security transfers.
• Adhere to compliance standards.

Skills

Strong communication skills

Organizational skills

Client service skills

Attention to detail

Adaptability

Education

Bachelor's degree or job-related experience

Tools

Series 7 license

Series 66 license

Job description

A leading financial services firm located in Jericho, NY is seeking a Senior Registered Client Associate to join their team. This role requires a Bachelor's degree or equivalent experience and active Series 7 and 66 licenses. Your responsibilities include maintaining client relationships, handling inquiries, and ensuring compliance. The expected salary range is competitive, reflecting the candidate's experience and skills within a collaborative team environment.