Senior Registered Client Associate

RBC Capital Markets, LLC; Jericho (NY); On-site; USD 55,000 - 90,000; Full time

Benefits offered by this job

Bonuses

Flexible benefits

Competitive compensation

Opportunity for development

Job summary

A leading financial services firm located in Jericho, NY is seeking a Senior Registered Client Associate to join their team. This role requires a Bachelor's degree or equivalent experience and active Series 7 and 66 licenses. Your responsibilities include maintaining client relationships, handling inquiries, and ensuring compliance. The expected salary range is competitive, reflecting the candidate's experience and skills within a collaborative team environment.

Qualifications

• 3+ years as a Registered Client Associate.
• Active Series 7 and 66 (or 63/65) licenses required.
• Ability to handle complex account inquiries.

Responsibilities

• Build and maintain relationships with clients.
• Facilitate fund and security transfers.
• Adhere to compliance standards.

Skills

Strong communication skills

Organizational skills

Client service skills

Attention to detail

Adaptability

Education

Bachelor's degree or job-related experience

Tools

Series 7 license

Series 66 license

Job description

Join a Forbes Best‑in‑State advisor team in Jericho, NY, as a Senior Registered Client Associate and become an integral part of a nationally recognized, high‑performing group at RBC Wealth Management.

This role is ideal for professionals with at least 3+ years as a Registered Client Associate and active Series 7 and 66 (or 63/65) licenses. You will deliver exceptional service in a fast‑paced, collaborative environment, serving as a trusted resource for clients, advisors, and the branch.

From day one, you will embrace a client‑first approach, ensuring compliance, resolving complex issues, onboarding accounts, and implementing technology solutions while maintaining meticulous account records.

What will you do?

• Build and maintain professional relationships with clients by assisting them and answering account questions.
• Take initiative to handle account inquiries and customer needs and escalates them to financial advisors when appropriate.
• Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicating with clients about items needed.
• Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACH in a timely manner.
• Maintain confidentiality in accordance with RBC's Code of Conduct.

What do you need to succeed?

Must‑have

• Bachelor's degree or job‑related experience.
• Strong soft skills including verbal and written communication, people, organizational, and client‑service skills.
• Attention to detail coupled with the mindset of how you can make advisors more efficient and effective.
• Series 7 and 66 (or 63/65) licenses.
• Ability to adapt to a rapidly changing business and technology environment.

Nice‑to‑have

• Financial services experience.

What's in it for you?

• A comprehensive Total Rewards Program including bonuses, flexible benefits, competitive compensation, commissions, and stock when applicable.
• Leaders who support your development through coaching and management opportunities.
• Ability to make a difference and lasting impact.
• Work in a dynamic, collaborative, progressive, and high‑performing team.
• Opportunities to take on progressively greater accountabilities.
• Access to a variety of job opportunities across the business.

The good‑faith expected salary range for this position is $55,000 - $90,000, depending on factors including but not limited to the candidate's experience, skills, registration status, market conditions, and business needs. This range does not include other elements of total compensation, such as a discretionary bonus, 401(k) program with company‑matching contributions, health, dental, vision, life and disability insurance, and paid time‑off plan.

I nclusion and Equal Opportunity Employment – At RBC, we believe an inclusive workplace with diverse perspectives is core to our growth. We support employees to perform at their best, collaborate effectively, drive innovation, and grow professionally, fostering a workplace based on respect, belonging and opportunity for all.

Location: Jericho, NY. Hours: 40 per week. Employment type: Full time. Platform: Wealth Management.